Nye Parnell & Emerson Capital Management Inc (Alexandria)

Name: Nye Parnell & Emerson Capital Management Inc
Address: 1613 Duke St, Alexandria, VA, 22314
Telephone: 703.683.8575

Nye Parnell & Emerson Capital Management Inc is a large advisory firm based in Alexandria. It manages $430.01 million of regulatory assets for 915 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, District of Columbia, Florida, and 14 other states.

Nye Parnell & Emerson Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nye Parnell & Emerson Capital Management: assets under management

The assets under management (AUM) of Nye Parnell & Emerson Capital Management Inc is $430.01 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $390.88 million in discretionary accounts and $39.13 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $445.7 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.03 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nye Parnell & Emerson Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nye Parnell & Emerson Capital Management Inc

Augustus Miller has been acting as President since 1 Feb 2002. Iii Thomas Joseph Kane joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Hammond Cunningham	Senior portfolio manager	1 Mar 1996	Other	839378
Inc. Eton Court Asset Management	Holding company parent of nye, parnell & emerson capital management, inc.	1 May 1999	75% - 100%	54-1947909
Paul George Dietrich	Chairman, ceo, shareholder of eton court asset management,inc. parent company of nye, parnell & emerson captial management, inc.	1 May 1999	75% - 100%	4389176
Robert Lopinto	Director, shareholder of eton court asset management, parent company of nye, parnell & emerson capital management, inc.	1 May 1999	25% - 50%	1047773
Benjamin Joseph Peress	Senior portfolio manager	1 Aug 1999	Other	1802030
Mark William Lacey	President, coo, cfo	1 Feb 2000	Other	4389315
Gerald Paul Mcbride	Director	1 Apr 2000	Other	324643
Richard Ornstein	Director	1 Apr 2000	Other	4595580
Lisa Anne Schellhorn	Senior portfolio manager	1 Jun 2000	Other	2832737
Augustus Miller	Director	1 Feb 2002	Other	4595566
John Failes	Director	1 Feb 2002	Other	4595567
Charles Henry Merriman	Director	1 Feb 2002	Other	812990
Hugh Albert Johnson	Director	1 Mar 2002	Other	259590
Cuneyt Akdemir	Portfolio manager	1 Apr 2002	Other	4591224
Theodore Roosevelt Malloch	Director	1 Jan 2003	Other	1580154
Iii Thomas Joseph Kane	Director	1 Apr 2004	Other	4831020

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Waterside Capital Corporation	Waterside owns 100% of the outstanding preferred stock of eton court asset management inc.	1 May 1999	75% - 100%	54-1694665

Based in Alexandria

The principal office where Nye Parnell & Emerson Capital Management Inc performs its advisory services is located at 1613 Duke St, Alexandria, VA 22314, which is also the mailing address of the firm. An additional office of the firm is in Mclean, VA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 703.683.8575 or by fax 703.683.9083. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.nyeparnell.com.