Sfw Capital Partners, L.P. (Rye)

Name: Sfw Capital Partners, L.P.
Address: 22 Elm Place, Rye, NY, 10580
Telephone: 914-510-8910

Sfw Capital Partners, L.P. is a large advisory firm based in Rye. It manages $630.88 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Sfw Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sfw Capital Partners: assets under management

The assets under management (AUM) of Sfw Capital Partners, L.P. is $630.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $630.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sfw Capital Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sfw Capital Partners serves?

The only and largest group of clients of Sfw Capital Partners is pooled investment vehicles with 6 clients and $630.88 million of assets under management. Among the 6 most similar advisory firms, Sfw Capital Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $630.88 million for 6 clients. None of the firm’s clients are foreign persons or businesses.

Sfw Capital Partners also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Sfw Capital Partners, L.P.

The company employs 17 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Philip Salice	Member	1 Jul 2005	50% - 75%	1569480
Roger Cary Freeman	Member	1 Jul 2005	25% - 50%	4605085
David Newton Webb	Member	1 Jul 2005	Other	2232221
Joseph Testani	Chief compliance officer & chief financial officer	1 Nov 2014	Other	5560722
Llc Sfw Capital Partners Ugp	General partner	1 Jan 2015	Other	47-2927898

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Philip Salice	Member	1 Jan 2015	50% - 75%	1569480
Roger Cary Freeman	Member	1 Jan 2015	50% - 75%	4605085

Based in Rye

The principal office where Sfw Capital Partners, L.P. performs its advisory services is located at 22 Elm Place, Rye, NY 10580, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-510-8910 or by fax 914-510-8911. The normal business hours are 8:00 am until 5 p.m. on Monday - Friday. You can find more information about the New York firm at sfwcap.com.