Ing Life Insurance And Annuity Company (Windsor)

Ing Life Insurance And Annuity Company is a large advisory firm based in Windsor. It manages $7.85 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona and Connecticut.

Ing Life Insurance And Annuity Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Life Insurance And Annuity Company: assets under management

The assets under management (AUM) of Ing Life Insurance And Annuity Company is $7.85 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 150% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.57 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ing Life Insurance And Annuity Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Life Insurance And Annuity Company

Mark Alan Tullis has been acting as President since 1 Dec 2000. Brian David Comer joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Aetna Retirement Holdings	Shareholder	1 Apr 1996	75% - 100%	06-1450896
Inc. Ing Retirement Holdings	Shareholder	1 Apr 1996	75% - 100%	06-1450896
Thomas Joseph Mcinerney	President and director	1 Sep 1997	Other	2400561
Brian John Murphy	Vice president/chief compliance officer	1 May 2000	Other	2825925
Mark Alan Tullis	Director	1 Dec 2000	Other	1862764
Robert Charles Sallpante	Director	1 Dec 2000	Other	2737665
Wayne Robert Huneke	Director, chief financial officer	1 Dec 2000	Other	2989900
Phillip Randall Lowery	Director	1 Dec 2000	Other	4347467
Kathleen Ann Murphy	Senior vp & general counsel	1 Dec 2001	Other	3272676
Keith Gubbay	President, director	1 Nov 2002	Other	4629661
Chris Duane Schreier	Director, chief financial officer	1 Nov 2002	Other	4629693
Inc. Lion Connecticut Holdings	Shareholder	1 Mar 2003	75% - 100%	02-0488491
David Allan Wheat	Director/chief financial officer	1 Jan 2004	Other	4752698
Kathleen Ann Murphy	Director	1 Feb 2004	Other	3272676
Jacques Marie Devaucleroy	Director	1 Feb 2004	Other	4670654
Therese Morneault Squillacote	Compliance offier	1 Jun 2004	Other	1886692
Brian David Comer	President	1 Jun 2004	Other	1916929
Catherine Hale Smith	Director	1 Apr 2005	Other	3047297
David Scott Pendergrass	Senior vice president, treasurer	1 Jun 2005	Other	4346314
Libby Joy Soong	Vice president, chief compliance officer	1 Sep 2005	Other	4453502
Steven T Pierson	Senior vice president, chief accounting officer	1 Dec 2005	Other	5120794
Joy Michelle Benner	Secretary	1 Feb 2006	Other	5103508
Joseph Michael O'donnell	Vice president, investment advisor chief compliance officer	1 Mar 2006	Other	1792763
Robert William Crispin	Director	1 Mar 2006	Other	1642909
Michael John Pise	Investment advisor chief compliance officer	1 May 2007	Other	2094217
Robert Graham Leary	Director	1 Nov 2007	Other	2332562
Bridget Healy	Director	1 Nov 2007	Other	5511578
Brian David Comer	Senior vice president	1 Apr 2008	Other	1916929
Richard Thomas Mason	President	1 Apr 2008	Other	1868725

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ing Verzekeringen N.V.	Shareholder	1 Dec 1963	75% - 100%	foreign entity
Ing Insurance International B.V.	Shareholder	1 Apr 1977	75% - 100%	foreign entity
N.V. Ing Groep	Shareholder	1 Mar 1991	75% - 100%	foreign entity
Inc. Aetna Retirement Services	Shareholder	1 Mar 1996	75% - 100%	06-1445221
Inc. Ing Retirement Services	Shareholder	1 Mar 1996	75% - 100%	06-1445221
Inc. Lion Connecticut Holdings	Shareholder	1 Dec 2000	75% - 100%	02-0488491
Inc. Ing America Insurance Holdings	Shareholder	1 Dec 2000	75% - 100%	02-0333654

Based in Windsor

The principal office where Ing Life Insurance And Annuity Company performs its advisory services is located at One Orange Way, C1 S, Windsor, CT 06095, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-580-2819 or by fax 860-580-0442. The normal business hours are 8:00am - 4:00 pm on Monday - Friday.