Kelmoore Investment Company, Inc. (Palo Alto)

Name: Kelmoore Investment Company, Inc.
Address: 2465 E Bayshore Rd, Palo Alto, CA, 94303 3206
Telephone: 650-354-8170

Kelmoore Investment Company, Inc. is a large advisory firm based in Palo Alto. It manages $134.7 million of regulatory assets for 98 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.

Kelmoore Investment Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kelmoore Investment Company: assets under management

The assets under management (AUM) of Kelmoore Investment Company, Inc. is $134.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $134.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kelmoore Investment Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kelmoore Investment Company, Inc.

David Richard Moore has been acting as President since 1 Oct 1996. Ronald Joseph Puccinelli joined the executive team most recently as the Vp Trading, Portfolio Manager, Investment Committee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Archer Duncan King	Director	1 Jan 1996	Other	2790734
Ralph Michael Jr Kelmon	Chief executive officer, chairman of the board	1 Oct 1996	25% - 50%	846141
David Richard Moore	Director	1 Oct 1996	Other	2286141
Ralph Michael Kelmon	Chairman of the board, ceo, investment committee	1 Oct 1996	25% - 50%	846141
Norman Hallam Jr Moore	Evp administration, compliance, corp sec	1 Jan 1997	Other	2451657
Norman Hallam Moore	Director	1 Dec 1998	Other	2286143
Thomas William Killilea	Director, vice cob	1 Dec 1998	Other	269390
Cece Green Montgomery	Evp -controller	1 Mar 2000	Other	2637563
Michael Romanchak	Director, sevp/president/institutional	1 May 2000	Other	2648011
Matthew Kelmon	Sevp portfolio management, director	1 May 2000	Other	2320890
Tamara Beth Heiman	Sevp operations	1 May 2000	Other	2582859
Richard Allen Jr Schilffarth	Sevp- national sales manager	1 May 2000	Other	1286337
Tamara Beth Wendoll	Sevp operations	1 May 2000	Other	2582859
Shawn Kelmon Young	Cfo-sevp-director	1 Jun 2000	Other	4089904
Stephen Scott Rodde	Director	1 Dec 2000	Other	4342945
Cece Green Montgomery	Evp -human resources	1 Dec 2000	Other	2637563
Shawn Kelmon Young	Cfo-sevp-treasurer-director	1 Dec 2000	Other	4089904
Bowen David	Director	1 Jan 2002	Other	4502131
David Bowen	Director	1 Jan 2002	Other	4502131
Richard George Bell	Senior executive vice president and general counsel	1 Jul 2002	Other	4567626
Lisa Ann Mccarthy	Director	1 Jan 2003	Other	xxx-xx-xxxx
Lisa Ann Vanderweil	Director	1 Jan 2003	Other	xxx-xx-xxxx
Paul Gavin Chait	Vp trading- investment committee	1 Feb 2003	Other	2756075
Robert Karl Atkins	Investment committee	1 Feb 2003	Other	2366739
Shawn Kelmon Young	Sevp-treasurer-director	1 Sep 2003	Other	4089904
Shawn Kelmon Young	Sevp-treasurer-director-cfo-finop	1 Oct 2003	Other	4089904
Barringer Harold Martin	Vp trading, crop	1 Nov 2003	Other	4038450
Richard G. Hajjar	Director	1 Jan 2004	Other	xxx-xx-xxxx
Russell Stan Fujioka	Director	1 Mar 2004	Other	4773760
Antoine Maurice Devine	Chief compliance officer - ia and trust only	1 Aug 2004	Other	1337015
Catherine Swartley Wooledge	Chief legal counsel	1 Sep 2004	Other	2441682
Eugene Ira Stansbery	Sevp-national retail sales manager	1 Dec 2005	Other	827989
Barringer Harold Martin	Vp-head of trading, crop, investment committee	1 Feb 2006	Other	4038450
Catherine Swartley Wooledge	Chief legal counsel/cco advisor and trust	1 Feb 2006	Other	2441682
Michael Romanchak	Director	1 Aug 2007	Other	2648011
Jordan Rian Cohen	Director	1 Feb 2008	Other	xxx-xx-xxxx
William Thomas Helman	Director	1 Feb 2008	Other	723183
Steven Reid Menge	Director	1 Feb 2008	Other	5491801
Frank Edward Jr Pare	Director	1 Feb 2008	Other	xxx-xx-xxxx
Ronald Joseph Puccinelli	Vp trading, portfolio manager, investment committee	1 Mar 2008	Other	4160730

Based in Palo Alto

The principal office where Kelmoore Investment Company, Inc. performs its advisory services is located at 2465 E Bayshore Rd, Palo Alto, CA 94303 3206, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 650-354-8170 or by fax 650-493-3624. The normal business hours are 8 am to 5 pm pst on Monday - Friday. You can find more information about the New York firm at www.kelmoore.com.