Arthurs Lestrange Investment Advisory, Inc. (Sewickley)

Name: Arthurs Lestrange Investment Advisory, Inc.
Address: 1606 Carmody Court, Sewickley, PA, 15143
Telephone: 724-933-4423

Arthurs Lestrange Investment Advisory, Inc. is an adviser based in Sewickley. It manages $21.13 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Pennsylvania.

Arthurs Lestrange Investment Advisory provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arthurs Lestrange Investment Advisory: assets under management

The assets under management (AUM) of Arthurs Lestrange Investment Advisory, Inc. is $21.13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $21.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.56 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arthurs Lestrange Investment Advisory, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arthurs Lestrange Investment Advisory, Inc.

Brian Gerald Orr has been acting as President since 1 Oct 2002. Michael Friday joined the executive team most recently as the Portfolio Manager/Sec..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alco Holdings Inc.	Holding co. of i/a firm	1 Oct 2002	75% - 100%	25-1517277
Brian Gerald Orr	President	1 Oct 2002	Other	867238
John Andrew Kinnerman	Portfolio manager/treas.	1 Oct 2002	Other	2132787
Michael Friday	Vice president/sec.	1 Oct 2003	Other	1835250
John Andrew Kinnerman	Vice president/treas.	1 Oct 2003	Other	2132787
Eileen Teresa Valotta	Chief compliance officer	1 Oct 2004	Other	866333
Baker Watts Incorporated Ferris	Parent company	1 Sep 2006	75% - 100%	285
Baker Watts Llc Ferris	Parent company	1 Sep 2006	75% - 100%	285
Rbc Capital Markets Corporation	Parent of parent	1 Jun 2008	75% - 100%	31194
Royal Bank Of Canada	Ultimate parent	1 Jun 2008	75% - 100%	13-5357855
Michael Friday	Portfolio manager/sec.	1 Oct 2022	Other	1835250

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
George Mallette Ferris	Chairman	1 May 1950	25% - 50%	206836
Baker Watts Inc Employee Stock Ownership Plan Ferris	Shareholder	1 Feb 1975	50% - 75%	56-6151106
Rbc Capital Markets Holding (Usa) Inc.	Direct owner	1 Mar 1998	75% - 100%	41-1228350
Royal Bank Of Canada	Ultimate owner	1 Jan 2001	75% - 100%	13-5357855
Inc. Royal Bank Holding	Indirect owner	1 Aug 2002	75% - 100%	89-7712238
Michael Peter Bova	President/coo	1 Oct 2002	25% - 50%	1195169
Rbc Holdings (Usa) Inc.	Indirect owner	1 Oct 2003	75% - 100%	13-3237290
Rbc Usa Holdco Corp	Indirect owner	1 Oct 2003	75% - 100%	20-0563684

Based in Sewickley

The principal office where Arthurs Lestrange Investment Advisory, Inc. performs its advisory services is located at 1606 Carmody Court, Sewickley, PA 15143, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 724-933-4423 or by fax 724-933-4425. The normal business hours are 9:00 a.m to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.arthurslestrange.com.