Paradigm Capital Mgmt.Inc (Albany)

Paradigm Capital Mgmt.Inc is a large advisory firm based in Albany. It manages $1.1 billion of regulatory assets for 121 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Massachusetts, New York, and Vermont.

Paradigm Capital Mgmt provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Paradigm Capital Mgmt: assets under management

The assets under management (AUM) of Paradigm Capital Mgmt.Inc is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Paradigm Capital Mgmt.Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Paradigm Capital Mgmt.Inc

Peter Edward Bulger has been acting as President since 1 Jul 1993. David John De Luca joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Edward Bulger	Director	1 Jan 1992	Other	723197
Peter Edward Bulger	Chief compliance officer/director	1 Jul 1993	Other	723197
John Butler Walthausen	Director/portfolio manager	1 Jul 1993	Other	1282341
Candace Loughlin Weir	Director/portfolio manager/ceo	1 Jul 1993	50% - 75%	269796
Amelia Farley Weir	Shareholder	1 Jul 1993	Other	1497338
Katherine Broussard Weir	Shareholder	1 Jul 1993	Other	1497339
Candace King Weir	Director/portfolio manager/ceo	1 Jul 1993	50% - 75%	269796
Peter Edward Bulger	Director	1 Sep 1994	Other	723197
John Butler Walthausen	Director/portfolio manager	1 Sep 1994	Other	1282341
Candace King Weir	Director/portfolio manager/ceo	1 Sep 1994	50% - 75%	269796
Amelia Farley Weir	Shareholder	1 Sep 1994	Other	1497338
Katherine Broussard Weir	Shareholder	1 Sep 1994	Other	1497339
Robert Albert Benton	Director, chief financial officer	1 Jan 2001	Other	723197
Robert A. Benton	Director, chief financial officer	1 Jan 2001	Other	4378310
Mae A Cavoli	President/chief legal officer/director	1 Feb 2001	Other	4229875
Robert A. Benton	Director	1 Jul 2002	Other	4378310
David John De Luca	Chief financial officer	1 Mar 2004	Other	4782404

Based in Albany

The principal office where Paradigm Capital Mgmt.Inc performs its advisory services is located at Nine Elk Street, Albany, NY 12207, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.