Transwestern Securities Management, L.L.C. is a large advisory firm based in Chicago. It manages $352.04 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007.
Transwestern Securities Management, L.L.C provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Transwestern Securities Management, L.L.C. is $352.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3956% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Transwestern Securities Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Transwestern Securities Management, L.L.C. performs its advisory services is located at 150 North Wacker Drive, Chicago, IL 60606 1624, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-499-1975 or by fax 312-499-1955. The normal business hours are 8 a.m.-5 p.m. on Monday - Friday. You can find more information about the New York firm at www.transinvestco.com.