Concept Capital Markets, LLC (Garden City)
Concept Capital Markets, LLC is a large advisory firm based in Garden City. It manages $352.16 million of regulatory assets for 306 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.
Concept Capital Markets provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as commodity futures introducing broker.
Concept Capital Markets: assets under management
The assets under management (AUM) of Concept Capital Markets, LLC is $352.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Concept Capital Markets, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Indirect Owners
The SEC currently registers 5 indirect owners.Based in Garden City
The principal office where Concept Capital Markets, LLC performs its advisory services is located at 1010 Franklin Avenue, Garden City, NY 11530 5942, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 516-746-5757 or by fax 516-747-6594. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at conceptcapital.com.
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