Nuveen Hydepark Group, LLC (Chicago)

Name: Nuveen Hydepark Group, LLC
Address: 333 West Wacker Drive, Chicago, IL, 60606
Telephone: 312-803-5520

Nuveen Hydepark Group, LLC is a large advisory firm based in Chicago. It manages $1.38 billion of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Nuveen Hydepark Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nuveen Hydepark Group: assets under management

The assets under management (AUM) of Nuveen Hydepark Group, LLC is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 312% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nuveen Hydepark Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nuveen Hydepark Group, LLC

Keith Brian Hembre has served as the Chief Investment Officer since 1 Mar 2011. William T Huffman joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edwin Tierney	Senior managing director & chief investment officer	1 Aug 2001	Other	1790386
Thomas Malkin Richards	Senior managing director	1 Aug 2001	Other	1790222
Michael Lindh	Director of trading/portfolio manager	1 Jan 2002	Other	4527322
Richards & Tierney Inc	Member	1 Feb 2007	75% - 100%	105636
Inc. Nuveen Investment Solutions	Member	1 Feb 2007	75% - 100%	105636
Mary Elizabeth Keefe	Chief compliance officer	1 Apr 2007	Other	4755249
Michael Nels Lindh	Assistant secretary, director of trading	1 Apr 2007	Other	4527322
Inc. Nuveen Investment Solutions	Member	1 Apr 2007	75% - 100%	105636
Rob Guttschow	Managing director	1 Sep 2007	Other	2658560
John W Gambla	Managing director	1 Sep 2007	Other	2162404
Mary A Posey	Managing director	1 Jul 2008	Other	1798911
John Simmons	Managing director	1 Jul 2008	Other	4939062
Keith Brian Hembre	Chief investment officer	1 Mar 2011	Other	2882530
William T Huffman	Managing director	1 Mar 2011	Other	4367634

Indirect Owners

The SEC currently registers 16 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Nuveen Investments	Stockholder	1 Apr 2007	75% - 100%	36-3817286
L.P. Madison Dearborn Capital Partners V A	Member	1 Nov 2007	75% - 100%	20-3771357
L.P. Madison Dearborn Partners V A&C	General partner	1 Nov 2007	Other	20-3771466
Llc Mdcp Holdco (Windy)	Member majority manager	1 Nov 2007	25% - 50%	26-1187203
Inc. Merrill Lynch & Co.	Owner	1 Nov 2007	75% - 100%	13-2740599
Inc. Merrill Lynch Group	Owner	1 Nov 2007	75% - 100%	13-3408205
Inc Ml Ibk Positions	Limited partner	1 Nov 2007	75% - 100%	13-3596352
Lp Mlgpe Fund Us Ii	Owner	1 Nov 2007	75% - 100%	26-0667033
Lp Mlgpe Partners Ii	General partner	1 Nov 2007	Other	98-0545047
Mlgpe U.S. Strategies Llc	Member minority manager	1 Nov 2007	25% - 50%	26-0667033
Llc Windy City Investments Holdings	Owner	1 Nov 2007	75% - 100%	26-0373462
Inc. Windy City Investments	Owner	1 Nov 2007	75% - 100%	26-0373324
Merrill Lynch Gp Inc.	General partner	1 Nov 2007	Other	13-3540361
Ml Windy City Investments Holdings Llc	Member minority manager	1 Feb 2008	75% - 100%	26-0667033
Bank Of America	Owner	1 Dec 2008	75% - 100%	56-0906609
Bank Of America Corporation	Owner	1 Jan 2009	75% - 100%	56-0906609

Based in Chicago

The principal office where Nuveen Hydepark Group, LLC performs its advisory services is located at 333 West Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-803-5520 or by fax 312-803-5521. The normal business hours are 8:30 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.hydepk.com.