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J. & W. Seligman & Co. Incorporated (New York)


J. & W. Seligman & Co. Incorporated is a large advisory firm based in New York. It manages $51.61 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

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J. & W. Seligman & Co. Incorporated provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J. & W. Seligman & Co. Incorporated: assets under management

The assets under management (AUM) of J. & W. Seligman & Co. Incorporated is $51.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $51.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay J. & W. Seligman & Co. Incorporated for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Ameriprise Financial Shareholder of riversource investments, llc 1 Oct 1985 75% - 100% 6320

Based in New York

The principal office where J. & W. Seligman & Co. Incorporated performs its advisory services is located at 100 Park Ave, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Menlo Park, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-850-1864 or by fax 212-922-5731. The normal business hours are 9:00 a.m. to 5:00 p.m.(new york time) on Monday - Friday. You can find more information about the New York firm at www.seligman.com.


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