Fintegra, LLC (Minneapolis)

Name: Fintegra, LLC
Address: 6120 Earle Brown Drive, Minneapolis, MN, 55430
Telephone: 763-585-0503

Fintegra, LLC is a multi-state adviser based in Minneapolis. It manages $30.97 million of regulatory assets for 162 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 32 other states.

Fintegra provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fintegra: assets under management

The assets under management (AUM) of Fintegra, LLC is $30.97 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fintegra, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fintegra, LLC

Doreen Lea Weber has been acting as President since 1 Oct 2010. Douglas Gene Schmitz joined the executive team most recently as the Board Of Directors.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Gerard Lenzmeier	Cfo	1 Apr 1998	Other	1500614
Doreen Lea Strand	President	1 Apr 1998	Other	1368639
Fi Investors	Investor group	1 Apr 1998	75% - 100%	41-1911495
Doreen Lea Weber	Ceo & president / governor / shareholder	1 Apr 1998	Other	1368639
Stephen Heiberg Fischer	Ceo / chairman	1 Jan 2000	Other	735690
Bankers Investment Services Inc.	Shareholder	1 Aug 2002	50% - 75%	03-0479948
Kenneth Michael Cherrier	Cco	1 Nov 2002	Other	3135567
Kevin James Larson	Chief compliance officer	1 Jul 2007	Other	3067781
Llc Fintegra Holdings	Shareholders	1 Dec 2007	75% - 100%	26-0259624
Llc Compass Financial Holdings	Shareholders	1 Dec 2007	75% - 100%	26-0259624
John Gerard Lauer	Board of directors	1 Dec 2007	Other	1467522
Mark Victor Young	Board of directors	1 Dec 2007	Other	1488047
Cynthia Madelyn Jenkins	Finop	1 Oct 2008	Other	706510
Timothy Lee Stauffer	Board of directors	1 Jan 2009	Other	4178198
David Robert Breuer	Board of directors	1 Jan 2009	Other	2097598
Bruce Allen Patterson	Board of directors	1 Jan 2009	Other	837338
Craig Michael Gould	President/ceo	1 Apr 2009	Other	2367293
Jeffrey Allen Schuh	Chief compliance officer, finop	1 Jun 2009	Other	1036839
Daniel Conner	Board of directors	1 Nov 2009	Other	xxx-xx-xxxx
Sherrie Matthews	Board of directors	1 Nov 2009	Other	xxx-xx-xxxx
Deborah Lorraine Bluhm	Associate secretary	1 Jan 2010	Other	2511525
Stephen Anthony Caurro	Board of directors	1 Aug 2010	Other	5845813
Kenneth John Walter	Board of directors	1 Aug 2010	Other	5845803
Lynn Ray Fisel	Board of directors	1 Aug 2010	Other	2074195
Doreen Lea Weber	President/ceo	1 Oct 2010	Other	1368639
Douglas Gene Schmitz	Board of directors	1 Oct 2012	Other	1771132

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Carlos Hank Rhon	100 % owner	1 Jun 1991	75% - 100%	4587780
Incus Co Ltd	71.50 % owner	1 Mar 1994	50% - 75%	99-9999999
Inc. Laredo National Bancshares	100 % owner	1 Jun 1998	75% - 100%	74-2082772
Inc. Laredo National Bancshares Of Delaware	100 % owner	1 Aug 1998	75% - 100%	52-2056019
The Laredo National Bank	100 % owner	1 Jul 2002	75% - 100%	74-0738325
S.A. Banco Bilbao Vizcaya Argentaria	100%	1 Apr 2005	50% - 75%	13-3491492

Based in Minneapolis

The principal office where Fintegra, LLC performs its advisory services is located at 6120 Earle Brown Drive, Minneapolis, MN 55430, which is also the mailing address of the firm. An additional office of the firm is in Cedartown, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 763-585-0503 or by fax 763-585-0509. The normal business hours are 8:00 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at fintegra.com.