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Klein Financial Corp. (Melville)


Klein Financial Corp. is an adviser based in Melville. It manages $3.1 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida, New Hampshire, New York, and Ohio.

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Klein Financial Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Klein Financial Corp: assets under management

The assets under management (AUM) of Klein Financial Corp. is $3.1 million. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $500 thousand in discretionary accounts and $2.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $152.94 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Klein Financial Corp. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Melville

The principal office where Klein Financial Corp. performs its advisory services is located at 12 Priory Court, Melville, NY 11747, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-256-2000 or by fax 516-256-2001. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at kleinfs.com.


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