Phillips, Hager & North Investment Management Ltd (Vancouver, Bc)


Phillips, Hager & North Investment Management Ltd is a large advisory firm based in Vancouver, Bc. It manages $54.81 billion of regulatory assets for 11,567 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, Illinois, and Washington.

Phillips, Hager & North Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phillips, Hager & North Investment Management: assets under management

The assets under management (AUM) of Phillips, Hager & North Investment Management Ltd is $54.81 billion. The firm's AUM has grown by 124% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.55 billion in discretionary accounts and $264.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.9 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $624.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Phillips, Hager & North Investment Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phillips, Hager & North Investment Management Ltd

Brenda Jane Vince has been acting as President since 1 May 2008. Frank Lippa joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Frederick Bradshaw Director & shareholder 1 Jul 1968 Other 4346371
Charles Ian Mottershead Vp, director & shareholder 1 Jul 1980 Other 4346665
Anthony Rex Gage Vp,chairman & shareholder 1 Jun 1984 Other 4346657
Donald Steven Panchuk Vp fin & admin, cfo, secretary, & shareholder 1 Feb 1987 Other 4346667
David Gordon Heal Vp,director & shareholder 1 May 1987 Other 4346659
John Salvatore Montalbano Vp,director & shareholder 1 May 1987 Other 4748560
Stewart Macklin Marshall Vp, director & shareholder 1 Mar 1991 Other 4346664
Scott Matthew Lamont Vp, director & shareholder 1 Mar 1991 Other 4346662
Scott Matthew Lamont Shareholder, director & vice president 1 Apr 1991 Other 4346662
John Salvatore Montalbano Shareholder, president & director 1 Apr 1991 Other 4748560
Scott Mathew Lamont Director & vice president 1 Apr 1991 Other 4346662
Dale Gordon Harrison Vp,director & shareholder 1 Feb 1998 Other 4748557
Richard J Durrans Director and vice president 1 Oct 1998 Other 5640483
Christopher Jameson Martin Shareholder, director & vice president 1 Dec 1998 Other 5185097
Thomas Arthur Bradley President, ceo, director & shareholder 1 Sep 1999 Other 4346367
Hanif Sadrudin Mamdani Vp, director & shareholder 1 Oct 1999 Other 1875746
Brian Maurice Walsh Vp & cfo 1 Jun 2001 Other 4498145
Brian Maurice Walsh Shareholder, director, chief compliance officer, cfo, vp & secretary 1 Apr 2003 Other 4498145
Donald Steven Panchuk Chief compliance officer 1 Sep 2004 Other 4346667
Brian Maurice Walsh Director, chief compliance officer, cfo, vp, secretary & shareholder 1 Jun 2006 Other 4498145
Christopher Jameson Martin Director, vp & shareholder 1 Jun 2006 Other 5185097
Christopher Jameson Martin Director, vp & shareholder 1 Jul 2006 Other 5185097
Damon Grant Williams Director and vice president 1 May 2008 Other 5530176
Brenda Jane Vince Director 1 May 2008 Other 4919943
Daniel Edward Chornous Director & cio 1 May 2008 Other 4439682
4444604 Canada Inc. Owner 1 May 2008 75% - 100% foreign
Rbc Ph&N Holdings Inc. (Formerly 4444604 Canada Inc.) Owner 1 Jun 2008 75% - 100% foreign
Frank Lippa Director 1 Feb 2009 Other 5640485
Richard Edward Talbot Director 1 Feb 2009 Other 4441147

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Royal Bank Of Canada Owner 1 Oct 1994 75% - 100% 13-5357855
Royal Bank Of Canada Owner 1 Oct 2006 75% - 100% 13-5357855
Royal Bank Holding Inc. Owner 1 Feb 2008 75% - 100% foreign
Capital Funding Alberta Limited Owner 1 Oct 2008 75% - 100% foreign

Based in Vancouver, Bc

The principal office where Phillips, Hager & North Investment Management Ltd performs its advisory services is located at 200 Burrard Street, 20 Th Fl., Vancouver, Bc, V6 C 3 N5, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 604-408-6000 or by fax 604-685-5712. The normal business hours are 7:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.phn.com.

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