Equitable Life Assurance Society Of The Unite (New York)

Name: Equitable Life Assurance Society Of The Unite
Address: 1290 Avenue Of The Americas 12 Th Floor, New York, NY, 10104
Telephone: [212]554-1234

Equitable Life Assurance Society Of The Unite is a large advisory firm based in New York. It manages $54.28 billion of regulatory assets for 72 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, and New York.

Equitable Life Assurance Society Of The Unite provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Equitable Life Assurance Society Of The Unite: assets under management

The assets under management (AUM) of Equitable Life Assurance Society Of The Unite is $54.28 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $54.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $753.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Equitable Life Assurance Society Of The Unite for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Equitable Life Assurance Society Of The Unite

George Theodore Lowy has been acting as President since 1 Jul 1992. Llc Axa Client Solutions joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Lewis Dionne	Director	1 May 1982	Other	1485211
John Thomas Hartley	Director	1 Aug 1987	Other	2190356
Norman Christopher Francis	Director	1 Mar 1989	Other	1968944
Dave Harrell Williams	Director	1 Mar 1991	Other	467574
Donald John Greene	Director	1 Jul 1991	Other	2190390
George Theodore Lowy	Director	1 Jul 1992	Other	2273267
Francoise Colloch	Director	1 Jul 1992	Other	2273262
Jean Rene Fourtou	Director	1 Jul 1992	Other	2273265
John Henry Farrell Haskell	Director	1 Jul 1992	Other	239380
William Edwin Charles Jarmain	Director	1 Jul 1992	Other	2273266
Robert E Garber	Executive vice president & general counsel	1 Sep 1993	Other	2231578
Henri Delacroixdecastries	Director	1 Sep 1993	Other	2413752
Jose Mino Suarez Suquet	Sr. exec. vp & chief distribution officer	1 Aug 1994	Other	709852
Peter Dana Noris	Evp & chief investment officer	1 Jul 1995	Other	1327281
Stanley Bernard Tulin	Vice chairman, cfo & director	1 May 1996	Other	4338492
Mary Regina Henderson	Director	1 Dec 1996	Other	2849961
George J Sella	Director	1 May 1997	Other	1830782
Michael Hegarty	President, coo & director	1 Jan 1998	Other	2474862
Edward Daniel Miller	Chairman, ceo & director	1 Feb 1998	Other	2940587
Denis Duverne	Director	1 Feb 1998	Other	3028622
Peter Joseph Tobin	Director	1 Apr 1999	Other	3231098
Llc Axa Client Solutions	Shareholder	1 Sep 1999	75% - 100%	13-3623351
Donald Roy Kaplan	Sr. vice president & chief compliance officer	1 Sep 1999	Other	1727509

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Axa	Shareholder	1 Jul 1992	75% - 100%	foreign company
Inc. Axa Financial	Shareholder	1 Sep 1999	75% - 100%	13-3623351

Based in New York

The principal office where Equitable Life Assurance Society Of The Unite performs its advisory services is located at 1290 Avenue Of The Americas 12 Th Floor, New York, NY 10104, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number [212]554-1234 or by fax [212]707-1877. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.