Cp Capital Securities, Inc. (Miami)

Name: Cp Capital Securities, Inc.
Address: 1428 Brickell Avenue, Miami, FL, 33131
Telephone: 305-702-5500

Cp Capital Securities, Inc. is an adviser based in Miami. It manages $60 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California and Florida.

Cp Capital Securities provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cp Capital Securities: assets under management

The assets under management (AUM) of Cp Capital Securities, Inc. is $60 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cp Capital Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cp Capital Securities, Inc.

Harold Lee Connell has been acting as President since 1 Nov 2000. Howard Brian Landers joined the executive team most recently as the Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harold Lee Connell	President/ceo	1 Nov 2000	Other	1482623
Llc Cp Capital Group	Shareholder	1 Jan 2003	75% - 100%	01-1644433
Gregory James Connell	Assistant bsa officer	1 Jul 2009	Other	4396726
Lasselve Lloyd Talbot	Assistant finop	1 Jul 2009	Other	3094105
James Fleischer Grant	Corporate finance supervisory principal	1 Aug 2009	Other	227494
Wilbert Owen Bascom	Finop, compliance consultant	1 Apr 2010	Other	2654431
Charles Mitchell Mcinnis	Chief compliance officer, bsa officer, aml	1 Apr 2010	Other	1321666
Howard Brian Landers	Finop	1 Aug 2010	Other	1233612

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Harold Lee Connell	Shareholder/officer	1 Jan 2003	75% - 100%	1482623

Based in Miami

The principal office where Cp Capital Securities, Inc. performs its advisory services is located at 1428 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-702-5500 or by fax 305-702-5569. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.cpcapital.com.