C Brooke Investments LLP (London)

C Brooke Investments LLP is an adviser based in London. It has been registered with the SEC as an adviser since 2008.

C Brooke Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay C Brooke Investments LLP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at C Brooke Investments LLP

Marc Edouard Dwek joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carol Consuelo Brooke	Partner	1 May 2008	Other	5590508
C Brooke Investment Partners Ltd	Partner	1 May 2008	75% - 100%	foreign
Michael John Stanes	Chief executive officer	1 Dec 2008	Other	3195215
Marc Edouard Dwek	Member	1 Dec 2008	Other	1568658
Soditic Asset Management Limited	Member	1 Dec 2008	75% - 100%	foreign entity
Roger Norman Balkwill	Chief compliance officer	1 Dec 2008	Other	4386414

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jej Foundation	Shareholder	1 Apr 1996	75% - 100%	foreign
Carol Consuelo Brooke	Shareholder	1 Apr 2002	25% - 50%	5590508
Anthony Leonard Brooke	Shareholder	1 Apr 2002	25% - 50%	5175392
Jej Limited	Shareholder	1 Jun 2008	75% - 100%	foreign
Soditic Asset Management Holdings Limited	Shareholder	1 Sep 2008	75% - 100%	foreign

Based in London

The principal office where C Brooke Investments LLP performs its advisory services is located at Wellington House, London, Wc2 R Oap, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.