300 North Capital, LLC (Pasadena)

Name: 300 North Capital, LLC
Address: 300 North Lake Ave., Pasadena, CA, 91101
Telephone: 626-449-8500

300 North Capital, LLC is a large advisory firm based in Pasadena. It manages $487.47 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

300 North Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

300 North Capital: assets under management

The assets under management (AUM) of 300 North Capital, LLC is $487.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $487.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.47 million each.

300 North Capital has custody of $59.5 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 300 North Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 300 North Capital, LLC

Thomas Moynihan Turpin has been acting as President since 1 Mar 2007. Jennifer Anne Mccabe joined the executive team most recently as the Svp, Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Old Mutual Asset Managers (Us) Llc	100% shareholder of 300 north capital, llc	1 Apr 2001	75% - 100%	04-3576876
William Todd Warnick	Managing director & chief financial officer	1 Feb 2004	Other	2812904
Thomas Moynihan Turpin	Director	1 Mar 2007	Other	1888979
Steven Lloyd Spare	Managing director	1 Jun 2007	Other	2396178
Llc Old Mutual Intermediary(300 North Capital)	Member of 300 north capital, llc	1 Jun 2008	75% - 100%	26-2542768
Old Mutual Intermediary (300) Llc	Member of 300 north capital, llc	1 Jun 2008	50% - 75%	26-2542768
Richard Samuel Campagna	Managing director, chairman of the board, ceo & cio	1 Sep 2008	Other	1995962
James M Landreth	Managing director	1 Oct 2008	Other	5607775
Stephen Williamson Clarke	Director	1 Oct 2008	Other	1904086
Linda Tilton Gibson	Director	1 Oct 2008	Other	1754883
Barry B Burch	Managing director	1 Oct 2008	Other	5607779
Erin Chetwood	Svp, chief compliance officer and chief operating officer	1 Jan 2009	Other	5630960
300 North Capital Investment Holdings Lp	Member of 300 north capital, llc	1 Apr 2009	25% - 50%	26-2543084
Old Mutual Intermediary (300) Llc	Member of 300 north capital, llc	1 Apr 2009	50% - 75%	26-2542768
James Edward Mikolaichik	Director	1 Oct 2010	Other	5047043
Aidan John Riordan	Director	1 Jul 2011	Other	2394294
Derek Sterling Johnston	Sr. vp - portfolio manager	1 Aug 2011	Other	2315459
Ayako Yoshioka	Sr. vp - director of research	1 Aug 2011	Other	6148048
Llc Carriage House Capital	Sole member of 300 north capital, llc	1 Jan 2013	75% - 100%	27-2969769
Jennifer Anne Mccabe	Svp, chief financial officer	1 Aug 2014	Other	6398243

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Old Mutual (Us) Holdings	Member	1 Sep 2000	75% - 100%	04-2714625
Om Group (Uk) Limited	Shareholder	1 Jan 2003	75% - 100%	foreign
Old Mutual Plc	Shareholder	1 Jan 2003	75% - 100%	foreign
Llc Old Mutual Asset Managers (Us)	Member	1 Jun 2008	75% - 100%	04-3576876
Old Mutual Asset Managers (Us) Llc	Member	1 Jun 2008	75% - 100%	04-3576876
300 North Capital Investment Gp Llc	General partner	1 Apr 2009	Other	26-2542768
Richard Samuel Campagna	Member	1 May 2009	75% - 100%	1995962
Old Mutual Asset Managers (Us) Llc	Sole member of old mutual intermediary (300), llc	1 May 2009	75% - 100%	04-3576876

Based in Pasadena

The principal office where 300 North Capital, LLC performs its advisory services is located at 300 North Lake Ave., Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-449-8500 or by fax 626-395-5546. The normal business hours are 7:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at 300northcapital.com.