Marks Theriot Walston & Company, Inc. (Los Angeles)

Name: Marks Theriot Walston & Company, Inc.
Address: 545 S. Figueroa Street, Los Angeles, CA, 90071
Telephone: 213-221-7604

Marks Theriot Walston & Company, Inc. is an adviser based in Los Angeles. It manages $74.11 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Marks Theriot Walston & Company provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marks Theriot Walston & Company: assets under management

The assets under management (AUM) of Marks Theriot Walston & Company, Inc. is $74.11 million. The firm's AUM has grown by 13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $72.86 million in discretionary accounts and $1.25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $867.42 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $415.9 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Marks Theriot Walston & Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Marks Theriot Walston & Company, Inc.

Jack Hanley Walston has been acting as President since 1 Jan 2010. Estate Of Christopher E. Marks joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Evan Marks	Chief compliance officer	1 Jan 2010	25% - 50%	1700441
Jack Hanley Walston	President	1 Jan 2010	25% - 50%	4012560
Teddy James Theriot	Treasurer	1 Jan 2010	25% - 50%	2903857
Estate Of Christopher E. Marks	Owner	1 Sep 2012	25% - 50%	xxx-xx-xxxx

Based in Los Angeles

The principal office where Marks Theriot Walston & Company, Inc. performs its advisory services is located at 545 S. Figueroa Street, Los Angeles, CA 90071, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-221-7604 or by fax 213-537-0274. The normal business hours are 6am - 4pm on Monday - Friday. You can find more information about the New York firm at www.mtwinvestments.com.