Chase Fleming Asset Management (London) Ltd. (London)

Chase Fleming Asset Management (London) Ltd. is a large advisory firm based in London. It manages $10.85 billion of regulatory assets for 107 client accounts. It has been registered with the SEC as an adviser since 2001.

Chase Fleming Asset Management (London) provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chase Fleming Asset Management (London): assets under management

The assets under management (AUM) of Chase Fleming Asset Management (London) Ltd. is $10.85 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.24 billion in discretionary accounts and $615.23 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $107.76 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $51.27 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chase Fleming Asset Management (London) Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chase Fleming Asset Management (London) Ltd.

Carol Parks Clancy has been acting as President since 1 Mar 1996. Hendrik Van Riel joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Chase Manhattan (Uk) Holdings Limited	Shareholder	1 Sep 1993	75% - 100%	foreign
Carol Parks Clancy	Cfo/director	1 Mar 1996	Other	4360661
David Gordon Lauder Ross	Director	1 May 1996	Other	4360895
Brian Arthur Harte	Coo/director	1 Jul 1996	Other	4360889
Graham Arthur Goodhew	Ceo/director	1 Jan 2000	Other	4360887
Nicholaas William Hofman	Director	1 Jan 2000	Other	4360891
Martin Roy Porter	Cio	1 Sep 2000	Other	4360894
Mark Barry Ewart White	Ceo/president/director	1 Jan 2001	Other	4348067
Catherine Jane Tedder	Director	1 Jan 2001	Other	4365080
James Guy Richard Brasher	Director	1 Jan 2001	Other	4365081
Hendrik Van Riel	Director	1 Feb 2001	Other	4365714

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Chase Manhattan International Finance Ltd.	Parent	1 Jul 1988	75% - 100%	13-6082667
Chase Manhattan International Inc.	Parent	1 Nov 1993	75% - 100%	13-6121352
The Chase Manhattan Corporation	Parent	1 Apr 1996	75% - 100%	13-2624428
J.P. Morgan Chase & Co.	Parent	1 Apr 1996	75% - 100%	13-2624428
The Chase Manhattan Bank	Parent	1 Jul 1996	75% - 100%	13-4994650
Chase Capital Holding Limited	Parent	1 Jan 2000	75% - 100%	98-0218596

Based in London

The principal office where Chase Fleming Asset Management (London) Ltd. performs its advisory services is located at 10 Aldermanbury, London, Ec2 V7 Rf, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-20-7742-6000. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday.