Cira Scm, LLC (Philadelphia)

Name: Cira Scm, LLC
Address: 2929 Arch Street, Philadelphia, PA, 19104
Telephone: 215 701-9555

Cira Scm, LLC is a related adviser based in Philadelphia. It manages $35.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of New York and Pennsylvania.

Cira Scm provides manage collateralized debt obligation (cdo). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cira Scm: assets under management

The assets under management (AUM) of Cira Scm, LLC is $35.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35.3 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cira Scm, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cira Scm, LLC

Daniel Gideon Cohen has been acting as President since 1 Jul 2004. Rachael Fink joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc (F/K/A Cohen Brothers Llc) Ifmi	Member	1 Jul 2004	75% - 100%	01-0825075
Daniel Gideon Cohen	Chairman	1 Jul 2004	Other	4385288
Joseph Pooler	Chief financial officer	1 Nov 2007	Other	5478932
Rachael Fink	Chief compliance officer	1 Oct 2011	Other	5371366
Rachel Nmn Fink	Chief compliance officer	1 Oct 2011	Other	5371366
Rachel Fink	Chief compliance officer	1 Oct 2011	Other	5371366

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Gideon Cohen	Member of ifmi, llc	1 Oct 2001	75% - 100%	4385288
Llc Cohen Bros. Financial	Member of ifmi, llc	1 Apr 2005	25% - 50%	30-0071447
Cohen Bros. Financial. Llc	Member	1 Apr 2005	25% - 50%	30-0071447
Inc. Institutional Financial Markets	Member of ifmi, llc	1 Dec 2009	50% - 75%	16-1685692

Based in Philadelphia

The principal office where Cira Scm, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215 701-9555 or by fax 215-701-8282. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ifmi.com.