Certium Asset Management LLC (Atlanta)

Name: Certium Asset Management LLC
Address: 3333 Piedmont Road, Ne, Atlanta, GA, 30305
Telephone: 404-845-7696

Certium Asset Management LLC is a large advisory firm based in Atlanta. It manages $155.34 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Connecticut, Georgia, and Massachusetts.

Certium Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Certium Asset Management: assets under management

The assets under management (AUM) of Certium Asset Management LLC is $155.34 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $155.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.19 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Certium Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Certium Asset Management LLC

John Chadwick Deakins has served as the Chief Investment Officer since 1 Jan 2008 and Ashi Sarvabhaum Parikh is the Chief Executive Officer of Certium Asset Management LLC family office. George Michael Way joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ridgeworth Capital Management Llc	Managing member	1 Dec 2007	75% - 100%	107346
Trusco Capital Management Inc	Managing member	1 Dec 2007	75% - 100%	107346
Inc. Ridgeworth Capital Management	Managing member	1 Dec 2007	75% - 100%	107346
Ashi Sarvabhaum Parikh	Chief executive officer	1 Jan 2008	Other	2682750
John Chadwick Deakins	Chief investment officer	1 Jan 2008	Other	5465943
John Howard Stebbins	Chief financial officer	1 Jan 2008	Other	4774615
Ashi Sarvabhoum Parikh	Chief executive officer	1 Jan 2008	Other	2682750
Patrick Anthony Paparelli	Chief compliance officer	1 Jan 2008	Other	4778194
Ashi Parikh	Chief executive officer	1 Jan 2008	Other	2682750
Josie Clemons Rosson	Chief compliance officer	1 Dec 2010	Other	2594085
George Michael Way	Chief operating officer	1 May 2014	Other	4609124
Robert Michael Zakem	General counsel	1 May 2014	Other	2252413

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Suntrust Banks	Parent company	1 Nov 1984	75% - 100%	58-1575035
Space Intermediate Llc	Member	1 Nov 2013	75% - 100%	46-5353034
Ridgeworth Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
L.P. Lightyear Fund Iii Aiv 2	Member; majority interest holder of class a-1 units	1 Nov 2013	50% - 75%	46-2885233
Space Acquisition Co. Llc	Member	1 May 2014	75% - 100%	46-5328256

Based in Atlanta

The principal office where Certium Asset Management LLC performs its advisory services is located at 3333 Piedmont Road, Ne, Atlanta, GA 30305, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-845-7696 or by fax 404-845-7692. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at certiumllc.com.