Trinity Capital Investors (Jackson)

Trinity Capital Investors is a large advisory firm based in Jackson. It manages $462.34 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Mississippi.

Trinity Capital Investors provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trinity Capital Investors: assets under management

The assets under management (AUM) of Trinity Capital Investors is $462.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 584% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $462.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.02 million each.

Investments

The firm invests in government bonds the most. They account for 81% of the total AUM. The second-largest asset type is state and local bonds, which make up 10% of the firm’s portfolio. Investments in investment grade corporate bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Trinity Capital Investors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Trinity Capital Investors serves?

The only and largest group of clients of Trinity Capital Investors is state or municipal government entities with 8 clients and $360.04 million of assets under management. Among the 7 most similar advisory firms, Trinity Capital Investors has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $360.04 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Trinity Capital Investors doesn't advise any private funds.

Careers at Trinity Capital Investors

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Scott Wilson	President	1 Aug 1999	75% - 100%	xxx-xx-xxxx
Marcia Ann Slay	Chief compliance officer	1 Jan 2004	Other	2696712
Jeffrey Scott Wilson	Chief compliance officer	1 Aug 2008	Other	2696712

Based in Jackson

The principal office where Trinity Capital Investors performs its advisory services is located at 1675 Lakeland Drive, Jackson, MS 39216 The mailing address of the firm is 1675 Lakeland Drive, Jackson, MS 39216. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 601-956-3511 or by fax 601-956-3513. The normal business hours are 8:00 to 5:00 on Monday - Friday.