Putnam Investments Limited (London)
Putnam Investments Limited is a large advisory firm based in London. It manages $3.29 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2011.
Putnam Investments Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Putnam Investments Limited: assets under management
The assets under management (AUM) of Putnam Investments Limited is $3.29 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and $2.11 billion of the total AUM is attributable to clients outside of the United States.
Investments
The firm invests in investment grade corporate bonds the most. They account for 45% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 29% of the firm’s portfolio. Investments in exchange traded securities form 19% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Putnam Investments Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Alan Graham Mccormack serves?
The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Alan Graham Mccormack is pooled investment vehicles with 8 clients and $1.29 billion of assets under management. Among the 10 most similar advisory firms, Putnam Investments Limited has the 2nd lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.43 billion for 11 clients. 65% of the firm’s clients are foreign persons or businesses.
Putnam Investments Limited also advises several private funds.
Careers at Putnam Investments Limited
The company employs 21 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Alan Graham Mccormack has been acting as President since 1 Dec 2008. Llc Putnam Advisory Holdings Ii joined the executive team most recently as the Shareholder.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 26 indirect owners.Based in London
The principal office where Putnam Investments Limited performs its advisory services is located at 16 St. James's Street, London, Sw1 A 1 Er, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 011-44-20-7907-8200 or by fax 011-44-20-7907-8210. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at putnam.com.
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