Capri Egm, LLC (Chicago)

Name: Capri Egm, LLC
Address: 200 West Madison Street, Chicago, IL, 60606
Telephone: 312-827-2280

Capri Egm, LLC is a pension cosultant based in Chicago. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Illinois.

Capri Egm provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capri Egm, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capri Egm serves?

The only and largest group of clients of Capri Egm is pension and profit sharing plans with 1 clients and $0 of assets under management. Among the 4 most similar advisory firms, Capri Egm has the highest percentage of pension and profit sharing plans out of all clients.

None of the firm’s clients are foreign persons or businesses.

Capri Egm doesn't advise any private funds.

Careers at Capri Egm, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Egm Net Lease Advisor	Member, capri egm, llc class a	1 Jun 2014	25% - 50%	47-1442706
Llc Capri Capital Partners	Member, capri egm, llc class a & b	1 Jun 2014	25% - 50%	109272
Shelby Edwin Lanz Pruett	Co-chairman board of managers and chief executive officer	1 Jun 2014	Other	6415293
Quintin Ebenezer Primo	Co-chairman board of managers	1 Jun 2014	Other	2319981
Mark Evan Howell	Chief financial officer, chief compliance officer and treasurer	1 Jun 2014	Other	6415297
Louis Wentworth Hoyes	Member board of managers	1 Jun 2014	Other	5277908
Llc Jdsa 1	Member, capri egm, llc class c	1 Jun 2016	Other	47-4320140

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Domain Gva 1	Member	1 Aug 2006	75% - 100%	16-1713687
Smrs State Treasurers Of The State Of Michigan As Custodia For Several Michigan Pension Funds	Member	1 Aug 2006	75% - 100%	38-2836023
Llc Primo Investor	Member	1 Feb 2007	75% - 100%	20-8629803
Llc Capri Investor	Member	1 Mar 2007	25% - 50%	20-8629867
Quintin Ebenezer Primo	Member	1 Dec 2010	50% - 75%	2319981
Primo 2012 Descendants Gift Trust	Member	1 Dec 2012	25% - 50%	xxx-xx-xxxx
Diane Ingrid Primo	Trustee	1 Dec 2012	75% - 100%	6470286
Llc Jspl	Member	1 Jun 2016	25% - 50%	26-2202367

Based in Chicago

The principal office where Capri Egm, LLC performs its advisory services is located at 200 West Madison Street, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-827-2280. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at capri-egm.com and its LinkedIn profile.