Sf Investments, Inc. (Highland Park)

Name: Sf Investments, Inc.
Address: 799 Central Avenue, Highland Park, IL, 60035
Telephone: 847-926-5700

Sf Investments, Inc. is a large advisory firm based in Highland Park. It manages $437.92 million of regulatory assets for 455 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, Illinois, and 4 other states.

Sf Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sf Investments: assets under management

The assets under management (AUM) of Sf Investments, Inc. is $437.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 145% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $437.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $962.46 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sf Investments, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sf Investments, Inc.

Nathan Shapiro has been acting as President since 1 May 1985. Steven Shapiro Gift Trust joined the executive team most recently as the Shareholder Trustee Is A Control Person; Non Voting Shares.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nathan Shapiro	President	1 May 1985	75% - 100%	420097
Sherwin Terry Begoun	Srop	1 Jan 2001	Other	16907
Luther Lynn Shelby	Chief financial officer/financial and operations principal	1 Mar 2004	Other	1066902
Daniel Mark Shapiro	Vice president/chief compliance officer	1 Jun 2004	Other	1989147
Steven Arthur Shapiro	Vice president/corporate secretary	1 Jun 2004	Other	2153746
Gary Alan Just	Chief financial officer/financial and operations principal	1 Apr 2008	Other	2101902
Steven Shapiro Gift Trust	Shareholder - trustee is a control person; non-voting shares	1 May 2009	25% - 50%	36-7501373
Daniel Shapiro Gift Trust	Shareholder - trustee is a contol person; non -voting shares	1 May 2009	25% - 50%	36-7501374
Lesley Shapiro Beider Gift Trust	Shareholder - trustee is not a control person; non-voting shares	1 May 2009	25% - 50%	36-7501375
Lesley E Shapiro Beider	Trustee lesley shapiro beider gift trust	1 May 2009	Other	xxx-xx-xxxx

Based in Highland Park

The principal office where Sf Investments, Inc. performs its advisory services is located at 799 Central Avenue, Highland Park, IL 60035, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-926-5700 or by fax 847-926-5701. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.sfinvestments.com.