John Dee Ellis (Philadelphia)

John Dee Ellis is a large advisory firm based in Philadelphia. It manages $30 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida and Pennsylvania.

John Dee Ellis provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

John Dee Ellis: assets under management

The assets under management (AUM) of John Dee Ellis is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay John Dee Ellis for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at John Dee Ellis

Joseph Andrew Paul has been acting as President since 1 Jan 2010. Mark Edward Hagerson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Dee Ellis	Chief compliance officer	1 Jul 2009	75% - 100%	3156295
Joseph Andrew Paul	President	1 Jan 2010	50% - 75%	3226170
Mark Edward Hagerson	Chief compliance officer	1 Jan 2011	Other	3046041

Based in Philadelphia

The principal office where John Dee Ellis performs its advisory services is located at 1818 Market St., Philadelphia, PA 19103, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.