Transparent Value Advisors, LLC (New York)

Name: Transparent Value Advisors, LLC
Address: 330 Madison Avenue, New York, NY, 10017
Telephone: 212-918-8711

Transparent Value Advisors, LLC is a mid-sized advisory firm based in New York. It manages $79.99 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Transparent Value Advisors provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Transparent Value Advisors: assets under management

The assets under management (AUM) of Transparent Value Advisors, LLC is $79.99 million. The firm's AUM has grown by 118% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Transparent Value Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Transparent Value Advisors, LLC

Farhan Sharaff has served as the Chief Investment Officer since 1 Jun 2009. Gennadiy Khayutin joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julian Koski	Co-chief executive officer	1 Sep 2004	Other	3019620
Armen Arus	Co-chief executive officer	1 Sep 2004	Other	5294017
Julian Smerkovitz	President, co-chief executive officer	1 Sep 2004	Other	3019620
Llc Transparent Value	Owner	1 Aug 2006	75% - 100%	30-0268934
Elissa Shoshana Swift	Chief operating officer and chief compliance officer	1 Jan 2008	Other	5484361
Gennadiy Khayutin	Chief compliance officer	1 Jun 2008	Other	3111174
Farhan Sharaff	Chief investment officer	1 Jun 2009	Other	3157209
Peter Kent Ewing	Chief operating officer and chief compliance officer	1 Jun 2009	Other	4329043
Adam Marc Rezak	Chief compliance officer	1 Feb 2010	Other	2621346
Joanne Jungmin Park	Chief compliance officer	1 Mar 2011	Other	4120874
Sandy Suh Moon Choi	Chief compliance officer	1 Jan 2014	Other	6076950
Sean Casey	Chief compliance officer	1 Apr 2014	Other	4070866
Gennadiy Khayutin	Senior managing director	1 Nov 2015	Other	3111174

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Plantum Investments Ltd.	Member	1 Sep 2004	25% - 50%	12-1231234
Llc Guggenheim Capital	Member	1 Oct 2005	75% - 100%	36-4358656
Llc Guggenheim Partners	Member	1 Oct 2007	75% - 100%	20-3571204
Llc Gp Holdco	Member	1 Oct 2007	75% - 100%	20-8734966
Inc Sage Assets	Member	1 Dec 2008	25% - 50%	26-3960584
Inc. Sammons Enterprises	Shareholder	1 Dec 2008	75% - 100%	75-6027423
Inc. Consolidated Investment Services	Shareholder	1 Dec 2008	75% - 100%	88-0214301
Llc Guggenheim Transparent Value	Member	1 May 2009	75% - 100%	26-3304818
Llc Gpft Holdco	Member	1 May 2009	50% - 75%	20-8735034
Llc Gpft Holdo	Member	1 May 2009	50% - 75%	20-8735034
Trustee Greatbanc Trust Company	Trustee	1 Jan 2010	Other	75-0864422
Inc. Esot Sammons Enterprises	Shareholder	1 Mar 2010	75% - 100%	75-0864422
Inc. Consolidated Investment Services	Shareholder	1 Jul 2011	75% - 100%	88-0214301
Inc. Sammons Equity Alliance	Member	1 Jul 2011	75% - 100%	45-2838232

Based in New York

The principal office where Transparent Value Advisors, LLC performs its advisory services is located at 330 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-918-8711 or by fax 212-588-0008. The normal business hours are 9:00am 5:00pm on Monday - Friday. You can find more information about the New York firm at transparentvalue.com.