Pinnacle Family Advisors, LLC (Springfield)

Name: Pinnacle Family Advisors, LLC
Address: 620 W. Republic Road, Springfield, MO, 65807
Telephone: 417-886-6590

Pinnacle Family Advisors, LLC is a large advisory firm based in Springfield. It manages $213.79 million of regulatory assets for 1,014 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Florida, Louisiana, Missouri, and Texas.

Pinnacle Family Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and financial and business consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pinnacle Family Advisors: assets under management

The assets under management (AUM) of Pinnacle Family Advisors, LLC is $213.79 million. The firm's AUM has grown by 830% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $212.59 million in discretionary accounts and $1.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $210.07 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $600.85 thousand.

Pinnacle Family Advisors has custody of $9.33 million in cash and securities for 60 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 71% of the total AUM. The second-largest asset type is exchange traded securities, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pinnacle Family Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ronald Sean Mccurry serves?

The firm provides services to individuals, investment companies, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Ronald Sean Mccurry is investment companies with 4 clients and $80.69 million of assets under management. Among the 8 most similar advisory firms, Pinnacle Family Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $213.79 million for 518 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pinnacle Family Advisors doesn't advise any private funds.

Careers at Pinnacle Family Advisors, LLC

The company employs 15 people that are either part- or full-time employees. 53 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ronald Sean Mccurry has been acting as President since 1 Oct 2007. Paul Thomas Carroll has served as the Chief Investment Officer since 1 Feb 2009. Kimberly Kay Horton Trustee Dated June 2 1999 Kimberly Kay Horton Revocable Trust joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Thomas Kohout	Member	1 Oct 2007	Other	5445411
Timothy Brian O'reilly	Member	1 Oct 2007	Other	5446297
James Ray Batten	Member	1 Oct 2007	Other	5446301
Ronald Sean Mccurry	Managing member/president	1 Oct 2007	25% - 50%	2873002
Paul Thomas Carroll	Chief compliance officer/chief investment officer	1 Feb 2009	Other	2229563
Thomas R Rankin	Members	1 Mar 2012	Other	6177150
Gregory A Horton	Members	1 Mar 2012	Other	6177153
Rick A. Britton Trustee Dated 10 26 2012 Rick A. Britton Revocable Trust	Member	1 Jun 2015	Other	xxx-xx-xxxx
Jeffrey M. Britton And Mandy M. Tucker Trustees. Trust Is Dated 10/25/2012 Britton Family Dynasty Trust	Member	1 Jul 2015	Other	46-6326750
Kimberly Kay Horton Trustee Dated June 2 1999 Kimberly Kay Horton Revocable Trust	Member	1 Aug 2017	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kimberly Kay Horton	Trustee	1 Sep 1999	Other	6923387
Rick A Britton	Trustte	1 Oct 2012	75% - 100%	6580643
Jeffrey M Britton	Trustee	1 Oct 2012	75% - 100%	6580644
Mandy M Tucker	Trustee	1 Oct 2012	75% - 100%	6580646

Based in Springfield

The principal office where Pinnacle Family Advisors, LLC performs its advisory services is located at 620 W. Republic Road, Springfield, MO 65807, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 417-886-6590 or by fax 417-886-6592. The normal business hours are 9 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at pinnaclefamilyadvisors.com.