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Norcom Investment Management, L.P. (Dallas)


Norcom Investment Management, L.P. is a large advisory firm based in Dallas. It manages $153.02 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Norcom Investment Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Norcom Investment Management: assets under management

The assets under management (AUM) of Norcom Investment Management, L.P. is $153.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $153.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Norcom Investment Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Carl Y Baggett Owner 1 Sep 2004 25% - 50% 4223703

Based in Dallas

The principal office where Norcom Investment Management, L.P. performs its advisory services is located at 15770 Dallas Parkway, Dallas, TX 75248, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-701-8815 or by fax 972-788-0131. The normal business hours are 8-5 on Monday - Friday.


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