Disciplina Capital Management, LLC (Nashville)

Name: Disciplina Capital Management, LLC
Address: 1033 Demonbreun Street, Nashville, TN, 37203
Telephone: 615-490-6007

Disciplina Capital Management, LLC is a large advisory firm based in Nashville. It manages $274.85 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Tennessee and Texas.

Disciplina Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Disciplina Capital Management: assets under management

The assets under management (AUM) of Disciplina Capital Management, LLC is $274.85 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $58.15 million in discretionary accounts and $216.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $108.35 million.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 6% of the firm’s portfolio. Investments in exchange traded securities form 3% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Disciplina Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Disciplina Capital Management serves?

The firm provides services to charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Disciplina Capital Management is pension and profit sharing plans with 1 clients and $197.4 million of assets under management. Among the 9 most similar advisory firms, Disciplina Capital Management has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $274.85 million for 11 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Disciplina Capital Management doesn't advise any private funds.

Careers at Disciplina Capital Management, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in Nashville

The principal office where Disciplina Capital Management, LLC performs its advisory services is located at 1033 Demonbreun Street, Nashville, TN 37203, which is also the mailing address of the firm. An additional office of the firm is in Eastchester, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-490-6007 or by fax 615-523-1173. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at disciplina.com/.