Anderson & Strudwick, Incorporated (Richmond)

Name: Anderson & Strudwick, Incorporated
Address: 707 E. Main St, Richmond, VA, 23219
Telephone: 804-643-2400

Anderson & Strudwick, Incorporated is a mid-sized advisory firm based in Richmond. It manages $98.83 million of regulatory assets for 726 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Colorado, Connecticut, and 29 other states.

Anderson & Strudwick, Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and investment consulting services to institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as insurance product sales.

Anderson & Strudwick, Incorporated: assets under management

The assets under management (AUM) of Anderson & Strudwick, Incorporated is $98.83 million. The firm's AUM has grown by 172% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.1 million in discretionary accounts and $41.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $112.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $190.55 thousand.

Anderson & Strudwick, Incorporated has custody of $195.18 million in cash and securities for 897 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Anderson & Strudwick, Incorporated for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Anderson & Strudwick, Incorporated

George Frederick Iii Nolde has been acting as President since 1 Jan 2006. Norma Houser Sellors joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Hale Newlin	Svp, director	1 Nov 1979	Other	347056
John Vaughan Garland	Svp, director	1 Mar 1990	Other	217980
Lewis Mccarthy Iii Downs	Svp, director, secretary, treasurer	1 Oct 1990	Other	1184428
Kent Eric Engelke	Svp, director	1 Jan 1998	Other	1421164
James Carroll Miller	Svp, director	1 Jan 1998	Other	334949
George Strawtha Jones	Svp, equity trading	1 Jan 1998	Other	261199
Gordon Lee Ii Crenshaw	Chairman, director, svp	1 Sep 1999	Other	1082776
Anderson & Strudwick Investment Corporation	Holding company	1 Sep 1999	75% - 100%	54-1955167
James Christian Nolde	Vp, sales	1 Oct 1999	Other	xxx-xx-xxxx
George Frederick Iii Nolde	Vp, director	1 Oct 1999	Other	xxx-xx-xxxx
Thomas Clifton Robertson	Svp, director	1 Dec 2002	Other	733248
George Mark Hamby	President, ceo, director, compliance officer, cfo	1 Dec 2002	Other	2257565
Laurence Carroll Fentriss	Svp, investment banking	1 Jan 2003	Other	2142414
Christine Harrison Lane	Svp, accounting	1 Jun 2003	Other	3179937
James J Donlin	Coo, svp	1 Jun 2003	Other	2579395
Jenny Alice Duncan	Chief compliance officer, crop, srop	1 May 2004	Other	1207204
Laurence Craven Iii Pettit	Svp, director	1 Mar 2005	Other	54-0968806
William Richard Ridgway	Svp, director	1 Mar 2005	Other	54-0968806
George Frederick Iii Nolde	President/ceo, director	1 Jan 2006	Other	2426294
Timothy Alexander Anonick	Svp, director	1 Mar 2006	Other	4868929
William Harvey Mccall	Svp, director	1 Mar 2006	Other	324889
Joseph John Odonnell	Svp, director	1 Mar 2006	Other	727075
Ruth Christian Yates	Svp, secretary	1 Mar 2006	Other	1786618
Peter Paul Rembalsky	Svp, director	1 Mar 2006	Other	2185734
Coye Baxter Cordle Iii	Avp - compliance officer, crop/srop	1 Jun 2006	Other	4544954
Terry Leatherman	Vp - senior compliance officer - srop/crop	1 Jul 2006	Other	1403532
Kenneth Richard Iii Campbell	Svp, chief compliance officer - srop/crop	1 Aug 2006	Other	2056286
David Stephen Ellington	Svp, director	1 Apr 2007	Other	1127045
George Frederick Iii Nolde	Ceo, president & chairman, chief compliance officer	1 Jan 2008	Other	2426294
Kenneth Richard Iii Campbell	Svp, compliance officer - srop/crop	1 Jan 2008	Other	2056286
George Frederick Iii Nolde	Ceo, president & chairman	1 Oct 2008	Other	2426294
Kenneth Richard Iii Campbell	Svp, chief compliance officer	1 Oct 2008	Other	2056286
James Todd Newton	President / ceo	1 Jan 2010	Other	1196025
Lewis Mccarthy Iii Downs	Managing director	1 Apr 2010	Other	1184428
Roger Alan Huse	Director	1 Apr 2010	Other	2880563
Damon Bradley Joyner	Cfo / coo	1 Aug 2010	Other	2157176
Bradley Allan Brown	Cco advisory	1 Aug 2010	Other	3097139
Bradford Dale Szczecinski	Director of advisory services	1 Aug 2010	Other	2102955
Michelle Elaine Craft	Cco advisory	1 Dec 2010	Other	2818798
Michelle Elaine Craft	Chief compliance officer	1 Jan 2011	Other	2818798
Damon Bradley Joyner	President / ceo	1 Jan 2011	Other	2157176
John Michael Koth	Chief compliance officer	1 Aug 2011	Other	1760032
Norma Houser Sellors	Director	1 Sep 2011	Other	1868942

Indirect Owners

The SEC currently registers 68 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Clifton Robertson	Trustee	1 Sep 1999	Other	733248
Lewis Mccarthy Iii Downs	Trustee	1 Sep 1999	Other	1184428
Anderson & Strudwick Employee Stock Ownership Plan	Trust	1 Sep 1999	25% - 50%	54-1955167
Laurence Carroll Fentriss	Trustee	1 Sep 1999	Other	2142414
Donald Hale Newlin	Trustee	1 Sep 1999	Other	347056
George Randolph Whittemore	Shareholder	1 Sep 1999	Other	xxx-xx-xxxx
William Harvey Mccall	Shareholder	1 Dec 2005	Other	324889
George Frederick Iii Nolde	Trustee	1 Mar 2008	Other	2426294
Llc Cadets	Owner	1 Feb 2009	50% - 75%	27-2280407
Alliance 2009 Llc	Shareholder	1 Dec 2009	Other	26-4586316
Laurence Craven Iii Pettit	Shareholder	1 Dec 2009	Other	2215495
Roy Timothy Jr Tepper	Shareholder	1 Dec 2009	Other	1788251
David Stephen Ellington	Shareholder	1 Dec 2009	Other	1127045
Joseph John Odonnell	Shareholder	1 Dec 2009	Other	727075
Peter Christian Einselen	Shareholder	1 Dec 2009	Other	76482
Claude Dale Jr Nix	Shareholder	1 Dec 2009	Other	1180951
Jacyne Juanita Woodcox	Shareholder	1 Dec 2009	Other	730819
James Carroll Miller	Shareholder	1 Dec 2009	Other	334949
John Vaughan Garland	Shareholder	1 Dec 2009	Other	217980
James Christian Nolde	Shareholder	1 Dec 2009	Other	847057
Thomas Howard Jr Kepley	Shareholder	1 Dec 2009	Other	2000973
Leigh Dobbins	Shareholder	1 Dec 2009	Other	xxx-xx-xxxx
David Arrington Southworth	Shareholder	1 Dec 2009	Other	2515098
Kenneth Richard Iii Campbell	Shareholder	1 Dec 2009	Other	2056286
Roger Alan Huse	Shareholder	1 Dec 2009	Other	2880563
Liddie T Dockery	Shareholder	1 Dec 2009	Other	3104624
Robert David Wallace	Shareholder	1 Dec 2009	Other	2422609
George Strawtha Jones	Shareholder	1 Dec 2009	Other	261199
Bradley Allan Brown	Shareholder	1 Dec 2009	Other	3097139
William Valentine Collins	Shareholder	1 Dec 2009	Other	2673218
David Francis King	Shareholder	1 Dec 2009	Other	1041095
Ruth Christian Mrs. Yates	Shareholder	1 Dec 2009	Other	1786618
Rebecca Payne Lynch	Shareholder	1 Dec 2009	Other	2758150
Marcus D Gersbach	Shareholder	1 Dec 2009	Other	2322061
Wesley Allen Wilson	Shareholder	1 Dec 2009	Other	2513458
James Richard Walsh	Shareholder	1 Dec 2009	Other	2483521
Lewis Mccarthy Iii Downs	Shareholder	1 Dec 2009	Other	1184428
Harry James Johnston	Shareholder	1 Dec 2009	Other	4497299
Steven Francis Marascia	Shareholder	1 Dec 2009	Other	1010674
Allen Ray Pryor	Shareholder	1 Dec 2009	Other	2388137
Roger James Iii Shawn	Shareholder	1 Dec 2009	Other	4486162
Rodney Wayne Martin	Shareholder	1 Dec 2009	Other	1787910
Thomas Whetsell Jr Wingfield	Shareholder	1 Dec 2009	Other	2629103
Mark Alexander Thompson	Shareholder	1 Dec 2009	Other	3142145
Alex Robert Dziamniski	Shareholder	1 Dec 2009	Other	1329059
Lawrence Winston Hope	Shareholder	1 Dec 2009	Other	2466234
Ronald Gary Charping	Shareholder	1 Dec 2009	Other	1801927
Christine Harrison Lane	Shareholder	1 Dec 2009	Other	3179937
Norman Kenneth Marshall	Shareholder	1 Dec 2009	Other	715607
Elizabeth Christian Nobles	Shareholder	1 Dec 2009	Other	2149095
Terry Leatherman	Shareholder	1 Dec 2009	Other	1403532
Marticia Christine Doyle	Shareholder	1 Dec 2009	Other	4405094
Brian Nicholas Regrut	Shareholder	1 Dec 2009	Other	4726797
Leon Hunter Hayward	Shareholder	1 Dec 2009	Other	1173443
Daniel Keys Gushman	Shareholder	1 Dec 2009	Other	4649060
George Cole Iii Scott	Shareholder	1 Dec 2009	Other	416994
Robert George Grandy	Shareholder	1 Dec 2009	Other	2746775
William Samuel Luck	Shareholder	1 Dec 2009	Other	1475430
George Wayne Anderson	Shareholder	1 Dec 2009	Other	5055
Norma Houser Sellors	Shareholder	1 Dec 2009	Other	1868942
Wanda Butler Valentine	Shareholder	1 Dec 2009	Other	1082766
Star Cooper Smith	Shareholder	1 Dec 2009	Other	4256963
Tabitha Marshall	Shareholder	1 Dec 2009	Other	2560933
Elwood Gray Iii Glass	Shareholder	1 Dec 2009	Other	1708987
Blake E Gordon	Shareholder	1 Dec 2009	Other	4257025
Anderson & Strudwick Investment Corporation	Owner	1 Jan 2010	75% - 100%	54-1955167
Alliance 2009 Llc	Owner	1 Jan 2010	Other	26-4566316
Donald Hale Newlin	Chairman	1 Jan 2010	Other	xxx-xx-xxxx

Based in Richmond

The principal office where Anderson & Strudwick, Incorporated performs its advisory services is located at 707 E. Main St, Richmond, VA 23219 The mailing address of the firm is P.O. Box 1459, Richmond, VA 23218 1459. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-643-2400 or by fax 804-343-3308. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.andersonstrudwick.com.