Carter, Terry & Company, Inc. (Atlanta)

Name: Carter, Terry & Company, Inc.
Address: 3060 Peachtree Rd Nw, Atlanta, GA, 30305
Telephone: 404-364-2070

Carter, Terry & Company, Inc. is a large advisory firm based in Atlanta. It manages $145.59 million of regulatory assets for 522 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Alabama, Colorado, Florida, and 7 other states.

Carter, Terry & Company provides portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carter, Terry & Company: assets under management

The assets under management (AUM) of Carter, Terry & Company, Inc. is $145.59 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 56% of the total AUM. The second-largest asset type is investment and business development companies, which make up 38% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Carter, Terry & Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Timothy Joe Terry serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Timothy Joe Terry is individuals with 481 clients and $105.9 million of assets under management. Among the 10 most similar advisory firms, Carter, Terry & Company has the 3rd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $145.59 million for 522 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Carter, Terry & Company doesn't advise any private funds.

Careers at Carter, Terry & Company, Inc.

The company employs 50 people that are either part- or full-time employees. No employees work as investment advisers or researchers. 24 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Timothy Joe Terry has been acting as President since 1 Sep 2002. Attkisson Carter &Company Esop joined the executive team most recently as the Common Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kristin Walsh Montet	Srop/ crop / mp/ ms/ gs / fn / cfo	1 Apr 1988	Other	1084500
Belfield Howell Jr Carter	Cco / gs / chairman	1 Jan 1991	Other	41990
Inc. First Atlanta Financial Services	Owner	1 Mar 1996	75% - 100%	58-2160185
Timothy Joe Terry	President/ceo	1 Sep 2002	Other	1051586

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Belfield Howell Carter	Common shareholder	1 Mar 1996	25% - 50%	xxx-xx-xxxx
Attkisson Carter &Company Esop	Common shareholder	1 Jan 2001	50% - 75%	58-2160185

Based in Atlanta

The principal office where Carter, Terry & Company, Inc. performs its advisory services is located at 3060 Peachtree Rd Nw, Atlanta, GA 30305, which is also the mailing address of the firm. An additional office of the firm is in Marietta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-364-2070 or by fax 404-364-2079. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at carterterry.com.