Ind X Advisors Limted (Hong Kong)

Name: Ind X Advisors Limted
Address: 801 04 Kinwick Centre, Hong Kong
Telephone: 852 2534 7430

Ind X Advisors Limted is an adviser based in Hong Kong. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, New York, and Texas.

Ind X Advisors Limted provides selection of other advisers, publication of newsletters, security ratings or pricing services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ind X Advisors Limted for their services and products based on subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ind X Advisors Limted serves?

The firm provides services to investment companies, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Ind X Advisors Limted is investment companies with 103 clients and $0 of assets under management. Among the 4 most similar advisory firms, Ind X Advisors Limted has the highest percentage of investment companies out of all clients.

85% of the firm’s clients are foreign persons or businesses.

Ind X Advisors Limted doesn't advise any private funds.

Careers at Ind X Advisors Limted

The company employs 20 people that are either part- or full-time employees. 85 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Antony Wallace	Ceo	1 Apr 2012	50% - 75%	6401789
Rijkert Muis	Finance director,chief operations officer	1 Jun 2012	Other	6401793
Roderick Mark Waters	Chief compliance officer, head of research	1 Sep 2012	25% - 50%	6401790
Robert Geoffrey Donelan	Head of us sales	1 Jan 2015	Other	1550123
Richard Antony Wallace	Executive chairman	1 Jan 2017	50% - 75%	6401789
Rijkert Muis	None	1 Jan 2017	Other	6401793
Richard Antony Wallace	Vice chairman	1 Mar 2019	Other	6401789
Aletheia Capital Limited	Incorporated hong kong, company number 2657920, incorporation date: 21-feb-2018	1 Mar 2019	75% - 100%	00-0000000

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Syed Ali Raza Naqvi	Group ceo	1 Mar 2019	75% - 100%	7097050

Based in Hong Kong

The principal office where Ind X Advisors Limted performs its advisory services is located at 801 04 Kinwick Centre, Hong Kong, , which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 2534 7430 or by fax 852 2536 4004. The normal business hours are 8am-7pm (utc+08:00) on Monday - Friday. You can find more information about the New York firm at indxsecurities.com.