Dobson Capital Management Inc (Santa Ana)

Dobson Capital Management Inc is an adviser based in Santa Ana. It manages $6.59 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Dobson Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dobson Capital Management: assets under management

The assets under management (AUM) of Dobson Capital Management Inc is $6.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 335% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.59 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dobson Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dobson Capital Management Inc

Charles L Dobson has been acting as President since 1 Sep 1988. Dobson Capital Management Inc joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles L Dobson	Director	1 Sep 1988	75% - 100%	2015694
Dobson Capital Management Inc	President	1 Aug 1998	75% - 100%	108121
Charles L Dobson	Chief compliance officer	1 Oct 2004	Other	2015694

Based in Santa Ana

The principal office where Dobson Capital Management Inc performs its advisory services is located at 1422 South Van Ness Street, Santa Ana, CA 92707, which is also the mailing address of the firm. The firm also has an office outside of the United States.