Pantheon Ventures Inc. (San Francisco)

Name: Pantheon Ventures Inc.
Address: 600 Montgomery Street, San Francisco, CA, 94111
Telephone: 415-249-6200

Pantheon Ventures Inc. is a related adviser based in San Francisco. It manages $12 of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Pantheon Ventures provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pantheon Ventures: assets under management

The assets under management (AUM) of Pantheon Ventures Inc. is $12, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12 in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.09 each.

Pantheon Ventures has custody of $1.89 billion in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pantheon Ventures Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rudy Emilio Scarpa serves?

The only and largest group of clients of Rudy Emilio Scarpa is pooled investment vehicles with 11 clients and $12 of assets under management. Among the 3 most similar advisory firms, Pantheon Ventures has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $12 for 11 clients. None of the firm’s clients are foreign persons or businesses.

Pantheon Ventures doesn't advise any private funds.

Careers at Pantheon Ventures Inc.

The company employs 1 person that is either a part- or full-time employee. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Rudy Emilio Scarpa has been acting as President since 1 Jul 2011. Amg New York Holdings Corp. joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Brian Braman	Director and president	1 Nov 1987	Other	4391739
John Jay Pierrepont	Director	1 Apr 1988	Other	4391740
Ian George Deas	Director and chief financial officer	1 Jan 1994	Other	4391741
Rhoderick Martin Swire	Director	1 Apr 1998	Other	4393331
Gary Edwards Hiatt	Director	1 Apr 2000	Other	839357
Frank Russell Company	Shareholder	1 Mar 2004	75% - 100%	91-1175091
Harold Frederick Strong	Treasurer	1 Jul 2004	Other	1007320
Lily L. Wong	Chief compliance officer	1 Oct 2004	Other	4932034
Susan Long Mcandrews	Director, president and secretary	1 Feb 2007	Other	1995126
Jeffrey Eugene Ganung	Director and chief financial officer	1 Feb 2007	Other	2468264
Francis Sean Ryan	Treasurer	1 Jun 2008	Other	4118746
Jack S Bryan	Treasurer	1 Jul 2008	Other	4479367
Francis Sean Ryan	Chief financial officer	1 Jan 2009	Other	4118746
Amg London Holdings Corp.	Shareholder	1 Jun 2010	75% - 100%	27-2025959
Stephen Michael Scarff	Chief financial officer and treasurer	1 Jun 2010	Other	5796765
Rudy Emilio Scarpa	Director	1 Jul 2011	Other	2818369
Dennis Patrick Mccrary	Director	1 Jul 2011	Other	4538339
Robert Henry Charles Amis	Chief financial oficer and treasurer	1 Jul 2011	Other	5972007
Kevin Karl Albert	Director	1 Jun 2012	Other	2394872
Lois Jean Towers	Chief compliance officer	1 Jul 2012	Other	1054396
Matt Garfunkle	Director	1 Jun 2013	Other	6318313
Kara Zanger	Chief legal officer	1 Sep 2013	Other	5047763
Kara Zanger	Chief compliance officer	1 Feb 2014	Other	5047763
Kevin John Power	Chief compliance officer	1 Jul 2014	Other	4949359
Robin John Bailey	Chief financial officer and treasurer	1 Jan 2016	Other	6468464
Amg New York Holdings Corp.	Shareholder	1 Dec 2016	75% - 100%	04-3546127

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Northwestern Mutual Life Insurance Company	Corporate parent	1 Jan 1999	75% - 100%	39-0509570
Inc. Affiliated Managers Group	Corporate parent	1 Dec 2000	75% - 100%	04-3218510
Inc. Affiliated Managers Group	Corporate parent	1 Jun 2010	75% - 100%	04-3218510

Based in San Francisco

The principal office where Pantheon Ventures Inc. performs its advisory services is located at 600 Montgomery Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-249-6200 or by fax 415-249-6299. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at pantheon.com.