Phoenix Investment Counsel, Inc (Hartford)

Phoenix Investment Counsel, Inc is a large advisory firm based in Hartford. It manages $30.95 billion of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Georgia, Massachusetts, and Texas.

Phoenix Investment Counsel provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phoenix Investment Counsel: assets under management

The assets under management (AUM) of Phoenix Investment Counsel, Inc is $30.95 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.95 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $552.66 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Phoenix Investment Counsel, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phoenix Investment Counsel, Inc

Nancy Greene Curtiss has been acting as President since 1 Nov 2007. David G Hanley joined the executive team most recently as the Vice President And Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Phoenix Equity Planning Corporation	Shareholder	1 Aug 1975	75% - 100%	3036
Philip Robert Mcloughlin	Director & chairman	1 Mar 1978	Other	329529
Julie Liberia Sapia	Managing director, money market trading	1 Dec 1989	Other	4334731
William Ralph Moyer	Director, senior vice president & cfo	1 Nov 1990	Other	4334725
Michael Edward Haylon	President & director	1 Jul 1991	Other	1884528
James David Wehr	Senior vice president, fixed income	1 Jul 1991	Other	4334757
Rosemary Tomczak Strekel	Senior vice president & managing director, private placement	1 May 1995	Other	4334748
Steven Lloyd Colton	Managing director, value equities	1 Jun 1997	Other	1316975
Dong Hao Zhang	Portfolio manager, value equities	1 Jun 1997	Other	2413449
Christian Cameron Bertelsen	Managing director, value equities	1 Jul 1997	Other	824100
Robert Steven Driessen	Vice president, compliance	1 May 1999	Other	2613085
Nancy Jean Engberg	Vice president, counsel	1 May 1999	Other	2952960
John Henry Beers	Vice president & clerk	1 Aug 2002	Other	3255701
Doreen Alicia Bonner	Vice president, compliance officer	1 Jan 2003	Other	708887
Carlton Bryan Neel	Senior vice president	1 Oct 2003	Other	2714471
Daniel Theodore Geraci	Director and president, equities	1 Dec 2003	Other	708541
Glenn H Pease	Vice president, finance and treasurer	1 Dec 2003	Other	4363107
Christopher Matthew Wilkos	Senior vice president	1 Mar 2005	Other	5118630
David Leon Albrycht	Managing director	1 Jun 2005	Other	1279251
Timothy M. Heaney	Managing director	1 Jun 2005	Other	4888271
Stephen Houghton Hooker	Director, fixed income	1 Jun 2005	Other	2268061
Christopher Jude Kelleher	Managing director	1 Jun 2005	Other	5029310
Christopher John Saner	Managing director	1 Jun 2005	Other	5029336
Daniel Paul Senecal	Managing director	1 Jun 2005	Other	5029339
Cynthia Anne Beaulieu	Managing director	1 Jun 2005	Other	5033868
George R. Aylward	Executive vice president	1 Jun 2005	Other	4932163
Francis George Waltman	Senior vice president	1 May 2006	Other	1778566
Steven Lloyd Colton	Senior vice president	1 Jun 2006	Other	1316975
David Leon Albrycht	Senior managing director	1 Jan 2007	Other	1279251
Timothy M. Heaney	Senior managing director	1 Jan 2007	Other	4888271
Christopher Jude Kelleher	Senior managing director	1 Jan 2007	Other	5029310
George R. Aylward	Director and president	1 Jan 2007	Other	4932163
David G Hanley	Vice president and treasurer	1 Nov 2007	Other	5455435
Nancy Greene Curtiss	Director	1 Nov 2007	Other	2696138

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Phoenix Home Life Mutual Insurance Co.	Shareholder	1 Aug 1975	50% - 75%	06-0493340
Inc. Pm Holdings	Shareholder	1 Jun 1982	50% - 75%	06-1065484
Ltd. Phoenix Investment Partners	Shareholder	1 Nov 1995	75% - 100%	06-1369627
Inc. (Fka Phoenix Investment Partners Ltd.) Virtus Investment Partners	Shareholder	1 Nov 1995	75% - 100%	06-1369627
Inc. The Phoenix Companies	Parent company	1 Jun 2001	75% - 100%	06-1599088
Inc. Phoenix Investment Management Company	Indirect shareholder	1 Jun 2001	75% - 100%	06-1605029

Based in Hartford

The principal office where Phoenix Investment Counsel, Inc performs its advisory services is located at 56 Prospect Street, Hartford, CT 06115 0480, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-403-5000 or by fax 860-403-7696. The normal business hours are 9:00am - 5:00pm on Monday - Friday.