Harding Advisory LLC (Boca Raton)

Harding Advisory LLC is a large advisory firm based in Boca Raton. It manages $678.68 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2006.

Harding Advisory provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harding Advisory: assets under management

The assets under management (AUM) of Harding Advisory LLC is $678.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $678.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $75.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harding Advisory LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harding Advisory LLC

Wing Fu Chau has been acting as President since 1 Feb 2006. Kenneth Margolis joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wing Fu Chau	President/managing member/chief compliance officer	1 Feb 2006	75% - 100%	2452682
Alison S Wang	Vice president	1 Feb 2006	Other	4911731
Tony T Huang	Managing director	1 Feb 2006	Other	5023500
Brian H Field	Vice president	1 Feb 2006	Other	4157134
Michael Anthony Giasi	Director	1 Feb 2006	Other	2084630
Fanny Jamie Moy	Director	1 Mar 2006	Other	2999137
Xilun Chen	Vice president	1 Apr 2006	Other	3072669
Richard Frederick Chin	Managing director	1 Aug 2006	Other	1797426
James Joseph Drury	Managing director	1 Sep 2006	Other	1419378
Kenneth Margolis	Managing director	1 Oct 2007	Other	2230861

Based in Boca Raton

The principal office where Harding Advisory LLC performs its advisory services is located at 433 Plaza Real #275, Boca Raton, FL 33432, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.