Fal Capital Management Inc (Scottsdale)

Fal Capital Management Inc is a large advisory firm based in Scottsdale. It manages $58.83 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

Fal Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fal Capital Management: assets under management

The assets under management (AUM) of Fal Capital Management Inc is $58.83 million. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.29 million in discretionary accounts and $49.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.33 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.19 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fal Capital Management Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fal Capital Management Inc

Frederick Lynn has been acting as President since 1 Feb 1976. Ann Mosler Lynn joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frederick Lynn	President	1 Feb 1976	75% - 100%	2530626
Frederick Anson Lynn	President	1 Feb 1976	75% - 100%	2530626
Ann Coleman Lynn	Secretary	1 Mar 1984	Other	4338797
Ann Mosler Lynn	Secretary	1 Mar 1994	Other	4338797

Based in Scottsdale

The principal office where Fal Capital Management Inc performs its advisory services is located at 6872 East Crimson Sky Trail, Scottsdale, AZ 85262 The mailing address of the firm is P.O. Box 3020, Carefree, AZ 85377. It doesn’t run an office outside of the United States.