Epg Wealth Management LLC (Atlanta)

Name: Epg Wealth Management LLC
Address: 309 East Paces Ferry Rd Ne, Atlanta, GA, 30305
Telephone: 404-809-3680

Epg Wealth Management LLC is a large advisory firm based in Atlanta. It manages $234.08 million of regulatory assets for 658 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Alabama, Florida, Georgia, and 5 other states.

Epg Wealth Management provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Epg Wealth Management: assets under management

The assets under management (AUM) of Epg Wealth Management LLC is $234.08 million, all of which is managed in discretionary accounts. $29.69 million of the total AUM is attributable to clients outside of the United States.

The firm manages $234.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $355.75 thousand each.

Epg Wealth Management has custody of $50.75 million in cash and securities for 106 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 18% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Epg Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Epg Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Epg Wealth Management is high net worth individuals with 107 clients and $166.51 million of assets under management. Among the 10 most similar advisory firms, Epg Wealth Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $230.95 million for 353 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Epg Wealth Management doesn't advise any private funds.

Careers at Epg Wealth Management LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stratford Capital Llc	Member	1 Apr 2019	25% - 50%	82-2718005
Llc Curry & Co.	Member	1 Apr 2019	25% - 50%	47-1417409
Llc Mcinnis Capital Group	Member	1 Apr 2019	25% - 50%	45-4873782
David Griswold Curry	Chief compliance officer	1 Apr 2019	Other	4506561

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Murray Mcinnis	Managing member	1 Mar 2012	75% - 100%	4399381
David Griswold Curry	Managing member	1 Jul 2014	75% - 100%	4506561
Mark Alexander Reffett	Managing member	1 Aug 2017	75% - 100%	5894110

Based in Atlanta

The principal office where Epg Wealth Management LLC performs its advisory services is located at 309 East Paces Ferry Rd Ne, Atlanta, GA 30305, which is also the mailing address of the firm. An additional office of the firm is in Jacksonville, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-809-3680. The normal business hours are 9 am - 4 pm on Monday - Friday. You can find more information about the New York firm at eastpacesgroup.com.