Nollenberger Capital Investment Advisory, Inc. (San Francisco)

Nollenberger Capital Investment Advisory, Inc. is a pension cosultant based in San Francisco. It manages $1.28 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Nollenberger Capital Investment Advisory provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nollenberger Capital Investment Advisory: assets under management

The assets under management (AUM) of Nollenberger Capital Investment Advisory, Inc. is $1.28 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $182.45 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nollenberger Capital Investment Advisory, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nollenberger Capital Investment Advisory, Inc.

Bruce Weston Nollenberger has been acting as President since 1 Jul 2002. Douglas Charles Heske joined the executive team most recently as the President/Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nollenberger Capital Partners Inc.	Corporation	1 Jul 2002	75% - 100%	119248
Bruce Weston Nollenberger	Chairman	1 Jul 2002	Other	823846
Tracy Ann Strelow	Chief compliance officer	1 Sep 2007	Other	2884766
Douglas Charles Heske	Chief operating officer	1 Jul 2008	Other	1458182
Michael Dean Stanley	Chief financial officer	1 Jul 2008	Other	4138305
Douglas Charles Heske	President/ceo	1 Feb 2010	Other	1458182

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Weston Nollenberger	President	1 Dec 2002	25% - 50%	823846

Based in San Francisco

The principal office where Nollenberger Capital Investment Advisory, Inc. performs its advisory services is located at 101 California St. Suite 3100, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-402-6000 or by fax 415-402-6099. The normal business hours are 7:00am to 4:00pm on Monday - Friday.