Green Tree Investment Management LLC (Saint Paul)

Name: Green Tree Investment Management LLC
Address: 345 St. Peter Street, Saint Paul, MN, 55102
Telephone: 651-293-3400

Green Tree Investment Management LLC is a large advisory firm based in Saint Paul. It manages $199.47 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Minnesota.

Green Tree Investment Management provides portfolio management for pooled investment vehicles and research and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Green Tree Investment Management: assets under management

The assets under management (AUM) of Green Tree Investment Management LLC is $199.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $199.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.74 million each.

Green Tree Investment Management has custody of $180.86 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Green Tree Investment Management LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Green Tree Investment Management LLC

Louis August Nees has been acting as President since 1 Dec 2014. Hale (Nmn) Halasy joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Green Tree Credit Solutions Llc	Member	1 Dec 2007	75% - 100%	27-1311565
Erin Elizabeth Hyduke Brandt	Chief compliance officer	1 Dec 2011	Other	6022579
Catherine Ann Damberg	Assistant vice president, operations	1 Feb 2012	Other	6028975
Jeffrey Andrew Zeman Hilligoss	President	1 Feb 2012	Other	1796350
Nicholas Higgin Smith	Managing director	1 Feb 2012	Other	6028455
Craig Allen Opp	General counsel and secretary	1 Jan 2014	Other	6314304
Louis August Nees	President	1 Dec 2014	Other	1210713
Timothy Robin Ring	General counsel and secretary	1 Jan 2016	Other	6617556
Robert Joab Williams	Senior managing director and treasurer	1 Jan 2016	Other	1244051
Hale (Nmn) Halasy	Chief compliance officer	1 Feb 2016	Other	1837514

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gtcs Holdings Llc	Member	1 Dec 2009	75% - 100%	27-1417786
Walter Investment Holding Company Llc	Member	1 Jul 2011	75% - 100%	27-0712703
Walter Investment Management Corp	Member	1 Jul 2011	75% - 100%	13-3950486
Walter Investment Management Corp	Member	1 Sep 2015	75% - 100%	13-3950486

Based in Saint Paul

The principal office where Green Tree Investment Management LLC performs its advisory services is located at 345 St. Peter Street, Saint Paul, MN 55102, which is also the mailing address of the firm. An additional office of the firm is in Fort Washington, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 651-293-3400 or by fax 651-293-5818. The normal business hours are 8:00am to 5:30pm on Monday - Friday. You can find more information about the New York firm at gtinvestmentmanagement.com.