Empery Asset Management, L.P. 13F annual report

Empery Asset Management, L.P. is an investment fund managing more than $9.46 million ran by Ryan Lane. There are currently 7 companies in Mr. Lane’s portfolio. The largest investments include Meta Materials Inc and Sellas Life Sciences Group I, together worth $6.57 million.

$9.46 million Assets Under Management (AUM)

As of 5th August 2022, Empery Asset Management, L.P.’s top holding is 4,370,568 shares of Meta Materials Inc currently worth over $4.5 million and making up 47.6% of the portfolio value. In addition, the fund holds 927,984 shares of Sellas Life Sciences Group I worth $2.07 million. The third-largest holding is 89bio Inc worth $1.29 million and the next is Surrozen Inc worth $773 thousand, with 257,766 shares owned.

Currently, Empery Asset Management, L.P.'s portfolio is worth at least $9.46 million. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Empery Asset Management, L.P.

The Empery Asset Management, L.P. office and employees reside in New York, New York. According to the last 13-F report filed with the SEC, Ryan Lane serves as the Chief Operating Officer at Empery Asset Management, L.P..

Recent trades

In the most recent 13F filing, Empery Asset Management, L.P. revealed that it had opened a new position in Meta Materials Inc and bought 4,370,568 shares worth $4.5 million.

On the other hand, there are companies that Empery Asset Management, L.P. is getting rid of from its portfolio. Empery Asset Management, L.P. closed its position in Sunshine Biopharma Inc on 12th August 2022. It sold the previously owned 450,450 shares for $1.1 million. Ryan Lane also disclosed a decreased stake in Surrozen Inc by 0.2%. This leaves the value of the investment at $773 thousand and 257,766 shares.

One of the smallest hedge funds

The two most similar investment funds to Empery Asset Management, L.P. are William A. Ackman and Tokio Marine & Nichido Fire Insurance Co., Ltd. They manage $9.52 million and $9.66 million respectively.

Ryan Lane investment strategy

Empery Asset Management, L.P.’s portfolio is diversified across 3 sectors. Currently, their heaviest sector is Health Care — making up 20.4% of the total portfolio value. The fund focuses on investments in the United States as 42.9% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are small-cap stocks. Stocks with a size of more than $100 million in market cap make up 43% of the total holdings value. On the other hand, large-cap stocks make up only approximately 0.1% of the portfolio. The average market cap of the portfolio companies is close to $49.7 million.

The complete list of Empery Asset Management, L.P. trades based on 13F SEC filings

These positions were updated on August 12th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security	Shares Owned	Value	Allocation
Meta Materials Inc	Opened 4,370,568	$4,502,000	47.58%
Sellas Life Sciences Group I	Opened 927,984	$2,069,000	21.87%
89bio Inc	Opened 400,000	$1,288,000	13.61%
Sunshine Biopharma Inc	Closed 450,450	$1,104,000
Surrozen Inc	22.82% 257,766	$773,000	8.17%
The Valens Company Inc	Closed 400,000	$688,000
Nisun Intl Ent Dvpmt Gp Co L	Closed 672,556	$658,000
Applied Therapeutics, Inc.	Opened 675,000	$640,000	6.76%
The Oncology Institute Inc	Closed 70,733	$504,000
Soleno Therapetucs Inc	Closed 1,401,400	$313,000
Calithera Biosciences Inc	Closed 775,925	$313,000
Saverone 2014 Ltd	Opened 51,036	$118,000	1.25%
Applied Genetic Technologies Corp	Closed 100,000	$107,000
Statera Biopharma Inc	Closed 333,016	$105,000
Imperial Pete Inc	Closed 57,500	$83,000
Reeds Inc	67.40% 456,469	$71,000	0.75%
InMed Pharmaceuticals Inc.	Closed 61,741	$58,000
Rafael Holdings Inc	Closed 11,983	$30,000
No transactions found
Showing first 500 out of 18 holdings