List of investment advisers registered with the SEC and their assets under management
- Ullmann Financial Group, Inc.
- Ulrich Consulting Group, LLC
- Ult Wealth Advisors, LLC
- Ulysses Management LLC
- Uma Financial Services Inc
- Umbaugh Cash Advisory Services, LLC
- Umb Financial Services, Inc.
- Umbono Fund Managers (Pty) Ltd
- Umj (Singapore) Pte. Ltd.
- Umpqua Investments, Inc.
- Uncommon Capital, LLC
- Uncommon Cents Investing, LLC
- Uncommon Giving Advisors LLC
- Unconventional Investor, LLC
- Underhill Investment Management LLC
- Undiscovered Managers LLC
- U Nest Holdings LLC
- Unfcu Advisors LLC
- Unger Capital Management, Inc.
- Unibank Securities, Inc.
- Unicredit Capital Markets, Inc
- Unified Wealth Management, LLC.
- Unigestion (Uk) Ltd
- Unimar Financial Services, LLC
- Unio Capital LLC
- Union Avenue Advisors LP
- Union Bancaire Privee Asset Management LLC
- Unionbanc Investment Services, LLC
- Union Capital Associates, L.P.
- Union Federal Bank Of Indianapolis
- Union Financial Partners, San Francisco, Inc.
- Union Heritage Capital Management, LLC
- Union Planters Investment Advisors, Inc.
- Union Point Advisors, LLC
- Union Square Investment Co
- Union Square Strategic Capital Management LLC
- Union Street Partners LLC
- Uniplan, Inc.
- Uniplan Investment Counsel, Inc.
- Unison Asset Management LLC
- United Advisors America Corporation
- United Advisors, LLC
- United American Capital Corp
- United American Securities, Inc.
- United Asset Strategies Inc.
- United Brokerage Services, Inc
- United Brokers Corp. S.A.
- United Brokers S.A. (Agente De Valores)
- United Capital Management Of Kansas, Inc.
- United Capital Markets Inc
- United Ecoenergy Advisors, LLC
- United Financial Planning Group LLC
- United Income, Inc.
- United Insurance & Financial Group Ltd
- United Investment Managers, Inc.
- United Maritime Capital LLC
- United Planners' Financial Services Of America A Limited Partner
- United Securities Alliance, Inc.
- United States Steel And Carnegie Pension Fund
- United States Trust Company, National Association
- United States Trust Company Of New York
- United Wealth Planning, LLC
- Unit Trust Of India Investment Advisory Limited
- Unity Management Inc
- Universa Investments L.P.
- Universal Advisory Services Inc
- Universal Financial Planning Consultants, Inc.
- Universal Financial Services Inc.
- University Capital Strategies Group, LLC
- University Ventures Funds Management, LLC
- Univest Investments, Inc.
- Uniwealth Advisors, Inc.
- Unlimited Timing Service Inc
- Unterberg C E Towbin Advisors LP
- Uob Global Capital LLC
- Up Capital Management, Inc.
- Up North Financial, LLC
- Upper Bay Infrastructure Management, LP
- Upper Quadrants Capital Management, LLC
- Upright Financial Corp
- Upromise Investment Advisors, LLC