Leader Capital Corp. (Vancouver)


Leader Capital Corp. is an investment adviser to an investment company based in Vancouver. It manages $331.43 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Oregon and Washington.

Leader Capital Corp provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leader Capital Corp: assets under management

The assets under management (AUM) of Leader Capital Corp. is $331.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1030% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $331.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $110.48 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Leader Capital Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Emmet Lekas serves?

The only and largest group of clients of John Emmet Lekas is investment companies with 3 clients and $331.43 million of assets under management. Among the 10 most similar advisory firms, Leader Capital Corp has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $331.43 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Leader Capital Corp doesn't advise any private funds.

Careers at Leader Capital Corp.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Emmet Lekas has been acting as President since 1 Oct 1997. Candy Lee Dillon joined the executive team most recently as the Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Emmet Lekas President/ceo 1 Oct 1997 75% - 100% 1411663
Jason Shamus Mcmillen Vice president/principal 1 Mar 1999 Other 2854726
Carey Christine Guenther Corporate secretary/principal 1 Mar 1999 Other 2272522
Leader Holding Company Shareholder 1 Jun 2009 75% - 100% 26-4464632
Candy Lee Dillon Cco 1 Jan 2017 Other 4408183
Candy L Dillon Chief compliance officer 1 Jan 2017 Other 4408183

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
John Emmet Lekas President, vice president, secretary, treasurer 1 Jun 2009 75% - 100% 1411663

Based in Vancouver

The principal office where Leader Capital Corp. performs its advisory services is located at 315 W. Mill Plain Blvd., Vancouver, WA 98660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-294-1010 or by fax 503-294-9977. The normal business hours are 7:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at leadercapital.com/.