Mfp Investors LLC (New York)


Mfp Investors LLC is a large advisory firm based in New York. It manages $1.02 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Mfp Investors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mfp Investors: assets under management

The assets under management (AUM) of Mfp Investors LLC is $1.02 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.02 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.02 billion each.
Mfp Investors has custody of $1.16 billion in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mfp Investors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mfp Investors serves?

The only and largest group of clients of Mfp Investors is pooled investment vehicles with 1 clients and $1.02 billion of assets under management. Among the 11 most similar advisory firms, Mfp Investors has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.02 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

Mfp Investors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Mfp Investors LLC

The company employs 13 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Francis Price Managing member, chief executive officer 1 Nov 1998 75% - 100% 367737
Timothy Edward Ladin General counsel and vice president; chief compliance officer 1 Dec 2008 Other 6023325
Stuart Cary Pistol Chief financial officer; chief compliance officer 1 Dec 2008 Other 1443553
Ellen Frances Lynch Chief financial officer 1 Oct 2014 Other 2257864

Based in New York

The principal office where Mfp Investors LLC performs its advisory services is located at 909 Third Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 752-7280 or by fax 212 752-7265. The normal business hours are 9-5 on Monday - Friday.