Ntb Financial Corporation is a large advisory firm based in Centennial. It manages $217.21 million of regulatory assets for 957 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.
Ntb Financial Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ntb Financial Corporation is $217.21 million. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ntb Financial Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Ntb Financial Corporation is high net worth individuals with 49 clients and $106.68 million of assets under management. Among the 8 most similar advisory firms, Ntb Financial Corporation has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $217.21 million for 957 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ntb Financial Corporation doesn't advise any private funds.
The company employs 44 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. 12 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Ntb Financial Corporation performs its advisory services is located at 9540 South Maroon Circle, Centennial, CO 80112, which is also the mailing address of the firm. An additional office of the firm is in Northfield, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-825-1825 or by fax 303-825-3789. The normal business hours are 7:30 am to 3:00 pm on Monday - Friday. You can find more information about the New York firm at ntbinc.com.