Context Advisers Iii, LLC (Bala Cynwyd)


Context Advisers Iii, LLC is an investment adviser to an investment company based in Bala Cynwyd. It manages $10.93 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015.

Context Advisers Iii provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Context Advisers Iii: assets under management

The assets under management (AUM) of Context Advisers Iii, LLC is $10.93 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $10.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.93 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Context Advisers Iii, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Context Advisers Iii, LLC

John Newell Culbertson has served as the Chief Investment Officer since 1 Feb 2015 and Stephen Joseph Kneeley is the Chief Executive Officer of Context Advisers Iii, LLC family office. John Joseph Canning joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.P. Context Asset Management Member 1 Jun 2014 75% - 100% 46-4451078
John Newell Culbertson Chief investment officer 1 Feb 2015 Other 1706520
Stephen Joseph Kneeley Chief executive officer 1 Feb 2015 Other 1433085
Matthew David Leblanc Chief compliance officer 1 Feb 2015 Other 6344075
Andrew Charles Wert Senior vice president 1 Feb 2015 Other 2656298
Matthew Leblanc Chief compliance officer 1 Feb 2015 Other 6344075
Andrew Jenkins Dudley Senior vice president 1 May 2015 Other 1762686
Derek David Wood Chief compliance officer 1 Aug 2015 Other 6544838
Colleen Anne Kelly Chief compliance officer 1 Feb 2016 Other 2477857
John Joseph Canning Chief operating officer 1 Mar 2016 Other 2372442

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. Eb Ccp Holdings Limited partner 1 Apr 2005 50% - 75% 06-1752357
L.P Rb Ccp Holdings Limited partner 1 Apr 2005 25% - 50% 20-3125872
Eric Mitchell Brooks Limited partner 1 Apr 2005 75% - 100% 1802452
Ronald John Biscardi Limited partner 1 Apr 2005 75% - 100% 6043556
Llc Context Asset Management Gp General partner 1 Jan 2014 Other 46-4453987
Ronald John Biscardi Member 1 Feb 2014 75% - 100% 6043556
Llc Rb Cam Gp Member 1 Feb 2014 50% - 75% 46-4860198
Context Capital Partners Member 1 Aug 2014 50% - 75% 163282
Eric Mitchell Brooks Member 1 Aug 2014 50% - 75% 1802452
John Newell Culbertson Member 1 Oct 2014 75% - 100% 1706520
Llc Ccp Cam Limited partner 1 Oct 2014 75% - 100% 47-1685443
Llc Jnc Cam Gp Member 1 Oct 2014 50% - 75% 47-0999941

Based in Bala Cynwyd

The principal office where Context Advisers Iii, LLC performs its advisory services is located at 401 City Avenue, Bala Cynwyd, PA 19004, which is also the mailing address of the firm. An additional office of the firm is in Concorde, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-430-1000 or by fax 484-291-2600. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at contextam.com/.