Seraph Capital Associates, LLC is a related adviser based in Bartlesville. It manages $19.62 million of regulatory assets for 116 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, Arkansas, Kansas, and 4 other states.
Seraph Capital Associates provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Seraph Capital Associates, LLC is $19.62 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Seraph Capital Associates, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, and high net worth individuals. The largest group of clients of Seraph Capital Associates is insurance companies with 16 clients and $13.1 million of assets under management. Among the 3 most similar advisory firms, Seraph Capital Associates has the highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $19.62 million for 37 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Seraph Capital Associates doesn't advise any private funds.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Marshall Metcalf Fraser has served as the Chief Investment Officer since 1 Aug 2012. Llc Harper Road Holdings joined the executive team most recently as the Member.
The principal office where Seraph Capital Associates, LLC performs its advisory services is located at 501 Se Fourth Street, Bartlesville, OK 74003 3906, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 918-338-2255 or by fax 918-338-2242. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.