Capgroup Investment Advisors, Inc. (Richmond)


Capgroup Investment Advisors, Inc. is a large advisory firm based in Richmond. It manages $759.45 million of regulatory assets for 261 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Virginia.

Capgroup Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capgroup Investment Advisors: assets under management

The assets under management (AUM) of Capgroup Investment Advisors, Inc. is $759.45 million. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.06 million in discretionary accounts and $732.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $365.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.92 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capgroup Investment Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capgroup Investment Advisors, Inc.

William Richard Smith has been acting as President since 1 Feb 1990. James Darwin Rorrer joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Richard Smith President 1 Feb 1990 75% - 100% 728436
James Darwin Rorrer Managing director 1 Jun 2001 Other 822245
Clavel Tyrus Eubank Managing director 1 Jun 2001 Other 873895
Carl Allan Loden Secretary/managing director 1 Jun 2001 Other 2591506
William Washington Flowers Managing director 1 Jun 2001 Other 1110366
Mark Gregory Smith Managing director 1 Jun 2001 Other 2060446

Based in Richmond

The principal office where Capgroup Investment Advisors, Inc. performs its advisory services is located at 7100 Forest Avenue, Suite 301, Richmond, VA 23226 3742, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-648-3500 or by fax 804-648-3523. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.thecapgroup.com.