T. Rose & Associates, Inc. is an adviser based in Minneapolis. It manages $32.51 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Minnesota.
T. Rose & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of T. Rose & Associates, Inc. is $32.51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay T. Rose & Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Timothy Mack Rose has been acting as President since 1 Dec 1996. Dean Paul Cummings joined the executive team most recently as the Chief Compliance Officer.
The principal office where T. Rose & Associates, Inc. performs its advisory services is located at 222 South 9 Th Street, Suite 3260, Minneapolis, MN 55402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 612-371-4705 or by fax 612-332-0884. The normal business hours are 7am-5pm on Monday - Friday.